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Archive-name: cryptography-faq/part03
Last-modified: 93/10/10

This is the third of ten parts of the sci.crypt FAQ. The parts are
mostly independent, but you should read the first part before the rest.
We don't have the time to send out missing parts by mail, so don't ask.
Notes such as ``[KAH67]'' refer to the reference list in the last part.

The sections of this FAQ are available via anonymous FTP to rtfm.mit.edu 
as /pub/usenet/news.answers/cryptography-faq/part[xx]. The Cryptography 
FAQ is posted to the newsgroups sci.crypt, talk.politics.crypto, 
sci.answers, and news.answers every 21 days.


Contents:

3.1. What is cryptology? Cryptography? Plaintext? Ciphertext? Encryption? Key?
3.2. What references can I start with to learn cryptology?
3.3. How does one go about cryptanalysis?
3.4. What is a brute-force search and what is its cryptographic relevance?
3.5. What are some properties satisfied by every strong cryptosystem?
3.6. If a cryptosystem is theoretically unbreakable, then is it
  guaranteed analysis-proof in practice?
3.7. Why are many people still using cryptosystems that are
  relatively easy to break?
3.8. What are the basic types of cryptanalytic `attacks'?


3.1. What is cryptology? Cryptography? Plaintext? Ciphertext? Encryption? Key?

  The story begins: When Julius Caesar sent messages to his trusted
  acquaintances, he didn't trust the messengers. So he replaced every A
  by a D, every B by a E, and so on through the alphabet. Only someone
  who knew the ``shift by 3'' rule could decipher his messages.

  A cryptosystem or cipher system is a method of disguising messages so
  that only certain people can see through the disguise. Cryptography is
  the art of creating and using cryptosystems. Cryptanalysis is the art
  of breaking cryptosystems---seeing through the disguise even when
  you're not supposed to be able to. Cryptology is the study of both
  cryptography and cryptanalysis.

  The original message is called a plaintext. The disguised message is
  called a ciphertext. Encryption means any procedure to convert
  plaintext into ciphertext. Decryption means any procedure to convert
  ciphertext into plaintext.

  A cryptosystem is usually a whole collection of algorithms. The
  algorithms are labelled; the labels are called keys. For instance,
  Caesar probably used ``shift by n'' encryption for several different
  values of n. It's natural to say that n is the key here.

  The people who are supposed to be able to see through the disguise are
  called recipients. Other people are enemies, opponents, interlopers,
  eavesdroppers, or third parties.

3.2. What references can I start with to learn cryptology?

  For an introduction to technical matter, the survey articles given
  in part 10 are the best place to begin as they are, in general,
  concise, authored by competent people, and well written. However,
  these articles are mostly concerned with cryptology as it has
  developed in the last 50 years or so, and are more abstract and
  mathematical than historical. The Codebreakers by Kahn [KAH67] is
  encyclopedic in its history and technical detail of cryptology up
  to the mid-60's.

  Introductory cryptanalysis can be learned from Gaines [GAI44] or
  Sinkov [SIN66]. This is recommended especially for people who want
  to devise their own encryption algorithms since it is a common
  mistake to try to make a system before knowing how to break one.

  The selection of an algorithm for the DES drew the attention of
  many public researchers to problems in cryptology. Consequently
  several textbooks and books to serve as texts have appeared. The
  book of Denning [DEN82] gives a good introduction to a broad range
  of security including encryption algorithms, database security,
  access control, and formal models of security. Similar comments
  apply to the books of Price & Davies [PRI84] and Pfleeger [PFL89].

  The books of Konheim [KON81] and Meyer & Matyas [MEY82] are quite
  technical books. Both Konheim and Meyer were directly involved in
  the development of DES, and both books give a thorough analysis of
  DES. Konheim's book is quite mathematical, with detailed analyses
  of many classical cryptosystems. Meyer and Matyas concentrate on
  modern cryptographic methods, especially pertaining to key management
  and the integration of security facilities into computer systems and
  networks. For more recent documentation on related areas, try
  G. Simmons in [SIM91].

  The books of Rueppel [RUE86] and Koblitz [KOB89] concentrate on
  the application of number theory and algebra to cryptography.

3.3. How does one go about cryptanalysis?

  Classical cryptanalysis involves an interesting combination of
  analytical reasoning, application of mathematical tools, pattern
  finding, patience, determination, and luck. The best available
  textbooks on the subject are the Military Cryptanalytics series
  [FRIE1]. It is clear that proficiency in cryptanalysis is, for
  the most part, gained through the attempted solution of given
  systems. Such experience is considered so valuable that some of the
  cryptanalyses performed during WWII by the Allies are still
  classified.

  Modern public-key cryptanalysis may consist of factoring an integer,
  or taking a discrete logarithm. These are not the traditional fare
  of the cryptanalyst. Computational number theorists are some of the
  most successful cryptanalysts against public key systems.

3.4. What is a brute-force search and what is its cryptographic relevance?

  In a nutshell: If f(x) = y and you know y and can compute f, you can
  find x by trying every possible x. That's brute-force search.

  Example: Say a cryptanalyst has found a plaintext and a corresponding
  ciphertext, but doesn't know the key. He can simply try encrypting the
  plaintext using each possible key, until the ciphertext matches---or
  decrypting the ciphertext to match the plaintext, whichever is faster.
  Every well-designed cryptosystem has such a large key space that this
  brute-force search is impractical.
    
  Advances in technology sometimes change what is considered
  practical. For example, DES, which has been in use for over 10 years
  now, has 2^56, or about 10^17, possible keys. A computation with
  this many operations was certainly unlikely for most users in the
  mid-70's. The situation is very different today given the dramatic
  decrease in cost per processor operation. Massively parallel
  machines threaten the security of DES against brute force search.
  Some scenarios are described by Garron and Outerbridge [GAR91].

  One phase of a more sophisticated cryptanalysis may involve a
  brute-force search of some manageably small space of possibilities.

3.5. What are some properties satisfied by every strong cryptosystem?

  The security of a strong system resides with the secrecy of the key
  rather than with the supposed secrecy of the algorithm.

  A strong cryptosystem has a large keyspace, as mentioned above. It
  has a reasonably large unicity distance; see question 8.8.

  A strong cryptosystem will certainly produce ciphertext which appears
  random to all standard statistical tests (see, for example, [CAE90]).
    
  A strong cryptosystem will resist all known previous attacks. A
  system which has never been subjected to scrutiny is suspect.

  If a system passes all the tests mentioned above, is it necessarily
  strong? Certainly not. Many weak cryptosystems looked good at first.
  However, sometimes it is possible to show that a cryptosystem is
  strong by mathematical proof. ``If Joe can break this system, then
  he can also solve the well-known difficult problem of factoring
  integers.'' See part 6. Failing that, it's a crap shoot.

3.6. If a cryptosystem is theoretically unbreakable, then is it
  guaranteed analysis-proof in practice?

  Cryptanalytic methods include what is known as ``practical
  cryptanalysis'': the enemy doesn't have to just stare at your
  ciphertext until he figures out the plaintext. For instance, he might
  assume ``cribs''---stretches of probable plaintext. If the crib is
  correct then he might be able to deduce the key and then decipher the
  rest of the message. Or he might exploit ``isologs''---the same
  plaintext enciphered in several cryptosystems or several keys. Thus
  he might obtain solutions even when cryptanalytic theory says he
  doesn't have a chance.

  Sometimes, cryptosystems malfunction or are misused. The one-time pad,
  for example, loses all security if it is used more than once! Even
  chosen-plaintext attacks, where the enemy somehow feeds plaintext into
  the encryptor until he can deduce the key, have been employed. See
  [KAH67].
  
3.7. Why are many people still using cryptosystems that are
  relatively easy to break?

  Some don't know any better. Often amateurs think they can design
  secure systems, and are not aware of what an expert cryptanalyst
  could do. And sometimes there is insufficient motivation for anybody
  to invest the work needed to crack a system.

3.8. What are the basic types of cryptanalytic `attacks'?

  A standard cryptanalytic attack is to know some plaintext matching a
  given piece of ciphertext and try to determine the key which maps one 
  to the other.  This plaintext can be known because it is standard (a
  standard greeting, a known header or trailer, ...) or because it is
  guessed.  If text is guessed to be in a message, its position is probably
  not known, but a message is usually short enough that the cryptanalyst
  can assume the known plaintext is in each possible position and do
  attacks for each case in parallel.  In this case, the known plaintext can
  be something so common that it is almost guaranteed to be in a message.

  A strong encryption algorithm will be unbreakable not only under known
  plaintext (assuming the enemy knows all the plaintext for a given
  ciphertext) but also under "adaptive chosen plaintext" -- an attack
  making life much easier for the cryptanalyst.  In this attack, the enemy
  gets to choose what plaintext to use and gets to do this over and over,
  choosing the plaintext for round N+1 only after analyzing the result of
  round N.

  For example, as far as we know, DES is reasonably strong even under an
  adaptive chosen plaintext attack (the attack Biham and Shamir used).  Of
  course, we do not have access to the secrets of government cryptanalytic
  services.  Still, it is the working assumption that DES is reasonably
  strong under known plaintext and triple-DES is very strong under all
  attacks.

  To summarize, the basic types of cryptanalytic attacks in order of
  difficulty for the attacker, hardest first, are:

  cyphertext only: the attacker has only the encoded message from which 
    to determine the plaintext, with no knowledge whatsoever of the
    latter.

    A cyphertext only attack is usually presumed to be possible, and
    a code's resistance to it is considered the basis of its 
    cryptographic security.

  known plaintext: the attacker has the plaintext and corresponding 
    cyphertext of an arbitrary message not of his choosing. The
    particular message of the sender's is said to be `compromised'.

    In some systems, one known cyphertext-plaintext pair will 
    compromise the overall system, both prior and subsequent
    transmissions, and resistance to this is characteristic of a 
    secure code.

  Under the following attacks, the attacker has the far less likely
  or plausible ability to `trick' the sender into encrypting or 
  decrypting arbitrary plaintexts or cyphertexts. Codes that resist 
  these attacks are considered to have the utmost security.

  chosen plaintext: the attacker has the capability to find the 
    cyphertext corresponding to an arbitrary plaintext message of his 
    choosing.

  chosen cyphertext: the attacker can choose arbitrary cyphertext and
    find the corresponding decrypted plaintext. This attack can show
    in public key systems, where it may reveal the private key.

  adaptive chosen plaintext: the attacker can determine the cyphertext
    of chosen plaintexts in an interactive or iterative process based on
    previous results. This is the general name for a method of attacking 
    product ciphers called `differential cryptanalysis'.

  The next part of the FAQ gives the mathematical detail behind the 
  various types of cryptoanalytic attacks.

