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===


                          Answers To
                 FREQUENTLY ASKED QUESTIONS
                 About Today's Cryptography



                          Paul Fahn
                      RSA Laboratories
                     100 Marine Parkway
                   Redwood City, CA  94065



   Copyright (c) 1993 RSA Laboratories, a division of RSA Data Security,
      Inc. All rights reserved.

   Version 2.0, draft 2f
   Last update: September 20, 1993



------------------------------------------------------------------------
                         Table of Contents

[ part 1 ]

1 General 
       1.1  What is encryption? 
       1.2  What is authentication? What is a digital signature? 
       1.3  What is public-key cryptography? 
       1.4  What are the advantages and disadvantages of public-key 
            cryptography over secret-key cryptography? 
       1.5  Is cryptography patentable in the U.S.? 
       1.6  Is cryptography exportable from the U.S.? 

2 RSA 
       2.1  What is RSA? 
       2.2  Why use RSA rather than DES? 
       2.3  How fast is RSA? 
       2.4  How much extra message length is caused by using RSA? 
       2.5  What would it take to break RSA? 
       2.6  Are strong primes necessary in RSA? 
       2.7  How large a modulus (key) should be used in RSA? 
       2.8  How large should the primes be? 
       2.9  How does one find random numbers for keys? 
       2.10  What if users of RSA run out of distinct primes? 
       2.11  How do you know if a number is prime? 
       2.12  How is RSA used for encryption in practice? 
       2.13  How is RSA used for authentication in practice? 
       2.14  Does RSA help detect altered documents and transmission errors? 
       2.15  What are alternatives to RSA? 
       2.16  Is RSA currently in use today? 
       2.17  Is RSA an official standard today? 
       2.18  Is RSA a de facto standard? Why is a de facto standard important? 
       2.19  Is RSA patented? 
       2.20  Can RSA be exported from the U.S.? 

[ part 2 ]

3 Key Management 
       3.1  What key management issues are involved in public-key 
            cryptography? 
       3.2  Who needs a key? 
       3.3  How does one get a key pair? 
       3.4  Should a public key or private key be shared among users? 
       3.5  What are certificates? 
       3.6  How are certificates used? 
       3.7  Who issues certificates and how? 
       3.8  What is a CSU, or, How do certifying authorities store their 
            private keys? 
       3.9  Are certifying authorities susceptible to attack? 
       3.10  What if the certifying authority's key is lost or compromised? 
       3.11  What are Certificate Revocation Lists (CRLs)? 
       3.12  What happens when a key expires? 
       3.13  What happens if I lose my private key? 
       3.14  What happens if my private key is compromised? 
       3.15  How should I store my private key? 
       3.16  How do I find someone else's public key? 
       3.17  How can signatures remain valid beyond the expiration dates of 
             their keys, or, How do you verify a 20-year-old signature? 
       3.18  What is a digital time-stamping service? 

4 Factoring and Discrete Log 
       4.1  What is a one-way function? 
       4.2  What is the significance of one-way functions for cryptography? 
       4.3  What is the factoring problem? 
       4.4  What is the significance of factoring in cryptography? 
       4.5  Has factoring been getting easier? 
       4.6  What are the best factoring methods in use today? 
       4.7  What are the prospects for theoretical factoring breakthroughs? 
       4.8  What is the RSA Factoring Challenge? 
       4.9  What is the discrete log problem? 
       4.10  Which is easier, factoring or discrete log? 

5 DES 
       5.1  What is DES? 
       5.2  Has DES been broken? 
       5.3  How does one use DES securely? 
       5.4  Can DES be exported from the U.S.? 
       5.5  What are the alternatives to DES? 
       5.6  Is DES a group? 

[part 3]

6 Capstone, Clipper, and DSS 
       6.1  What is Capstone? 
       6.2  What is Clipper? 
       6.3  How does the Clipper chip work? 
       6.4  Who are the escrow agencies? 
       6.5  What is Skipjack? 
       6.6  Why is Clipper controversial? 
       6.7  What is the current status of Clipper? 
       6.8  What is DSS? 
       6.9  Is DSS secure? 
       6.10  Is use of DSS covered by any patents? 
       6.11  What is the current status of DSS? 

7 NIST and NSA 
       7.1  What is NIST? 
       7.2  What role does NIST play in cryptography? 
       7.3  What is the NSA? 
       7.4  What role does the NSA play in commercial cryptography? 

8 Miscellaneous 
       8.1  What is the legal status of documents signed with digital 
            signatures? 
       8.2  What is a hash function? What is a message digest? 
       8.3  What are MD2, MD4 and MD5? 
       8.4  What is SHS? 
       8.5  What is Kerberos? 
       8.6  What are RC2 and RC4? 
       8.7  What is PEM? 
       8.8  What is RIPEM? 
       8.9  What is PKCS? 
       8.10  What is RSAREF? 

--------------------------------------------------------------------


1 General

1.1 What is encryption?

Encryption is the transformation of data into a form unreadable by anyone
without a secret decryption key. Its purpose is to ensure privacy by
keeping the information hidden from anyone for whom it is not intended, 
even those who can see the encrypted data. For example, one may wish to 
encrypt files on a hard disk to prevent an intruder from reading them. 

In a multi-user setting, encryption allows secure communication over an
insecure channel. The general scenario is as follows: Alice wishes to 
send a message to Bob so that no one else besides Bob can read it. Alice 
encrypts the message, which is called the plaintext, with an encryption 
key; the encrypted message, called the ciphertext, is sent to Bob. Bob 
decrypts the ciphertext with the decryption key and reads the message. An 
attacker, Charlie, may either try to obtain the secret key or to recover 
the plaintext without using the secret key. In a secure cryptosystem, the 
plaintext cannot be recovered from the ciphertext except by using the 
decryption key. In a symmetric cryptosystem, a single key serves as both 
the encryption and decryption keys.

Cryptography has been around for millennia; see Kahn [37] for a 
good history of cryptography; see Rivest [69] and Brassard
[10] for an introduction to modern cryptography.


1.2 What is authentication? What is a digital signature?

Authentication in a digital setting is a process whereby the receiver of a 
digital message can be confident of the identity of the sender and/or the
integrity of the message. Authentication protocols can be based on either 
conventional secret-key cryptosystems like DES or on public-key systems 
like RSA; authentication in public-key systems uses digital signatures.

In this document, authentication will generally refer to the use of digital
signatures, which play a function for digital documents similar to that 
played by handwritten signatures for printed documents: the signature is an 
unforgeable piece of data asserting that a named person wrote or otherwise 
agreed to the document to which the signature is attached. The recipient, as 
well as a third party, can verify both that the document did indeed originate 
from the person whose signature is attached and that the document has not 
been altered since it was signed. A secure digital signature system thus 
consists of two parts: a method of signing a document such that forgery is 
infeasible, and a method of verifying that a signature was actually generated 
by whomever it represents. Furthermore, secure digital signatures cannot be 
repudiated; i.e., the signer of a document cannot later disown it by claiming 
it was forged.

Unlike encryption, digital signatures are a recent development, the
need for which has arisen with the proliferation of digital communications.


1.3 What is public-key cryptography? 

Traditional cryptography is based on the sender and receiver of a message 
knowing and using the same secret key: the sender uses the secret key to 
encrypt the message, and the receiver uses the same secret key to decrypt 
the message. This method is known as secret-key cryptography. The main 
problem is getting the sender and receiver to agree on the secret key 
without anyone else finding out. If they are in separate physical locations, 
they must trust a courier, or a phone system, or some other transmission 
system to not disclose the secret key being communicated. Anyone who 
overhears or intercepts the key in transit can later read all messages 
encrypted using that key. The generation, transmission and storage of keys 
is called key management; all cryptosystems must deal with key management 
issues. Secret-key cryptography often has difficulty providing secure key 
management.

Public-key cryptography was invented in 1976 by Whitfield Diffie and
Martin Hellman [29] in order to solve the key management problem. In the 
new system, each person gets a pair of keys, called the public key and 
the private key. Each person's public key is published while the private 
key is kept secret. The need for sender and receiver to share secret 
information is eliminated: all communications involve only public keys, 
and no private key is ever transmitted or shared. No longer is it necessary 
to trust some communications channel to be secure against eavesdropping 
or betrayal. Anyone can send a confidential message just using public 
information, but it can only be decrypted with a private key that is in 
the sole possession of the intended recipient. Furthermore, public-key 
cryptography can be used for authentication (digital signatures) as well as 
for privacy (encryption). 

Here's how it works for encryption: when Alice wishes to send a message to 
Bob, she looks up Bob's public key in a directory, uses it to encrypt the 
message and sends it off. Bob then uses his private key to decrypt the 
message and read it. No one listening in can decrypt the message. Anyone 
can send an encrypted message to Bob but only Bob can read it. Clearly, one 
requirement is that no one can figure out the private key from the 
corresponding public key.

Here's how it works for authentication: Alice, to sign a message, does
a computation involving both her private key and the message itself; the
output is called the digital signature and is attached to the message,
which is then sent. Bob, to verify the signature, does some computation 
involving the message, the purported signature, and Alice's public key. If 
the results properly hold in a simple mathematical relation, the signature 
is verified as genuine; otherwise, the signature may be fraudulent or the 
message altered, and they are discarded.

A good history of public-key cryptography, by one of its inventors, is 
given by Diffie [27].


1.4 What are the advantages and disadvantages of public-key cryptography 
    over secret-key cryptography?}

The primary advantage of public-key cryptography is increased security: 
the private keys do not ever need to be transmitted or revealed to anyone. 
In a secret-key system, by contrast, there is always a chance that an 
enemy could discover the secret key while it is being transmitted.

Another major advantage of public-key systems is that they can provide 
a method for digital signatures. Authentication via secret-key systems
requires the sharing of some secret and sometimes requires trust of a 
third party as well. A sender can then repudiate a previously signed message 
by claiming that the shared secret was somehow compromised by one of the
parties sharing the secret. For example, the Kerberos secret-key 
authentication system [79] involves a central database that keeps copies 
of the secret keys of all users; a Kerberos-authenticated message would 
most likely not be held legally binding, since an attack on the database 
would allow widespread forgery. Public-key authentication, on the other 
hand, prevents this type of repudiation; each user has sole responsibility 
for protecting his or her private key. This property of public-key 
authentication is often called non-repudiation. 

Furthermore, digitally signed messages can be proved authentic to a third 
party, such as a judge, thus allowing such messages to be legally binding. 
Secret-key authentication systems such as Kerberos were designed to 
authenticate access to network resources, rather than to authenticate 
documents, a task which is better achieved via digital signatures.

A disadvantage of using public-key cryptography for encryption is speed: 
there are popular secret-key encryption methods which are significantly 
faster than any currently available public-key encryption method. But 
public-key cryptography can share the burden with secret-key cryptography 
to get the best of both worlds. 

For encryption, the best solution is to combine public- and secret-key 
systems in order to get both the security advantages of public-key systems 
and the speed advantages of secret-key systems. The public-key system can 
be used to encrypt a secret key which is then used to encrypt the bulk 
of a file or message. This is explained in more detail in Question 2.12
in the case of RSA. Public-key cryptography is not meant to replace 
secret-key cryptography, but rather to supplement it, to make it more 
secure. The first use of public-key techniques was for secure key exchange 
in an otherwise secret-key system [29]; this is still one of its primary 
functions.

Secret-key cryptography remains extremely important and is the subject of
much ongoing study and research. Some secret-key encryption systems are 
discussed in Questions 5.1 and 5.5.


1.5 Is cryptography patentable in the U.S.?

Cryptographic systems are patentable. Many secret-key cryptosystems 
have been patented, including DES (see Question 5.1). The basic ideas 
of public-key cryptography are contained in U.S. Patent 4,200,770, by M.
Hellman, W. Diffie, and R. Merkle, issued 4/29/80 and in U.S. Patent 
4,218,582, by M. Hellman and R. Merkle, issued 8/19/80; similar patents have 
been issued throughout the world. The exclusive licensing rights to both 
patents are held by Public Key Partners (PKP), of Sunnyvale, California, 
which also holds the rights to the RSA patent (see Question 2.19). 
Usually all of these public-key patents are licensed together. 

All legal challenges to public-key patents have been settled before
judgment. In a recent case, for example, PKP brought suit against the TRW 
Corporation which was using public-key cryptography (the ElGamal system) 
without a license; TRW claimed it did not need to license. In June 1992 a 
settlement was reached in which TRW agreed to license to the patents.

Some patent applications for cryptosystems have been blocked by intervention 
by the NSA (see Question 7.3) or other intelligence or defense agencies, 
under the authority of the Invention Secrecy Act of 1940 and the National 
Security Act of 1947; see Landau [46] for some recent cases related to 
cryptography.


1.6 Is cryptography exportable from the U.S.?

All cryptographic products need export licenses from the State Department, 
acting under authority of the International Traffic in Arms Regulation 
(ITAR), which defines cryptographic devices, including software, as 
munitions. The U.S. government has historically been reluctant to grant 
export licenses for encryption products stronger than some basic level 
(not publicly stated). 

Under current regulations, a vendor seeking to export a product using 
cryptography first submits an request to the State Department's Defense
Trade Control office. Export jurisdiction may then be passed to the
Department of Commerce, whose export procedures are generally simple and
efficient. If jurisdiction remains with the State Department, further
review, perhaps lengthy, is required before export is either approved or
denied; the National Security Agency (NSA, see Question 7.3) may become 
directly involved at this point. The details of the export approval 
process change frequently.

The NSA has de facto control over export of cryptographic products. The State 
Department will not grant a license without NSA approval and routinely grants 
licenses whenever NSA does approve. Therefore, the policy decisions over 
exporting cryptography ultimately rest with the NSA.

It is the stated policy of the NSA not to restrict export of cryptography
for authentication; it is only concerned with the use of cryptography for 
privacy. A vendor seeking to export a product for authentication only will 
be granted an export license as long as it can demonstrate that the product 
cannot be easily modified for encryption; this is true even for very strong 
systems, such as RSA with large key sizes. Furthermore, the bureaucratic 
procedures are simpler for authentication products than for privacy products. 
An authentication product needs NSA and State Dept. approval only once, 
whereas an encryption product may need approval for every sale or every 
product revision.

Export policy is currently a matter of great controversy, as many software
and hardware vendors consider current export regulations overly restrictive 
and burdensome. The Software Publishers Association (SPA), a software 
industry group, has recently been negotiating with the government in order 
to get export license restrictions eased; one agreement was reached that 
allows simplified procedures for export of two bulk encryption ciphers, RC2 
and RC4 (see Question 8.6), when the key size is limited. Also, export 
policy is less restrictive for foreign subsidiaries and overseas offices of 
U.S. companies.

In March 1992, the Computer Security and Privacy Advisory Board voted 
unanimously to recommend a national review of cryptography policy, 
including export policy. The Board is an official advisory board to NIST 
(see Question 7.1) whose members are drawn from both the government 
and the private sector. The Board stated that a public debate is the only 
way to reach a consensus policy to best satisfy competing interests: 
national security and law enforcement agencies like restrictions on 
cryptography, especially for export, whereas other government agencies and 
private industry want greater freedom for using and exporting cryptography. 
Export policy has traditionally been decided solely by agencies concerned 
with national security, without much input from those who wish to encourage 
commerce in cryptography. U.S. export policy may undergo significant change 
in the next few years.


2 RSA

2.1 What is RSA?

RSA is a public-key cryptosystem for both encryption and authentication;
it was invented in 1977 by Ron Rivest, Adi Shamir, and Leonard Adleman
[74]. It works as follows: take two large primes, p and q, and find their 
product n = pq; n is called the modulus. Choose a number, e, less than n 
and relatively prime to (p-1)(q-1), and find its inverse, d, mod (p-1)(q-1),
which means that ed = 1 mod (p-1)(q-1); e and d are called the public and 
private exponents, respectively. The public key is the pair (n,e); the 
private key is d. The factors p and q must be kept secret, or destroyed. 

It is difficult (presumably) to obtain the private key d from the public 
key (n,e). If one could factor n into p and q, however, then one could 
obtain the private key d. Thus the entire security of RSA is predicated 
on the assumption that factoring is difficult; an easy factoring method 
would ``break'' RSA (see Questions 2.5 and 4.4).

Here is how RSA can be used for privacy and authentication (in practice, 
actual use is slightly different; see Questions 2.12 and 2.13):

RSA privacy (encryption): suppose Alice wants to send a private message, 
m, to Bob. Alice creates the ciphertext c by exponentiating: c = m^e 
mod n, where e and n are Bob's public key. To decrypt, Bob also 
exponentiates: m = c^d mod n, and recovers the original message m;
the relationship between e and d ensures that Bob correctly recovers m.
Since only Bob knows d, only Bob can decrypt. 

RSA authentication: suppose Alice wants to send a signed document m to Bob. 
Alice creates a digital signature s by exponentiating: s = m^d mod n, 
where d and n belong to Alice's key pair. She sends s and m to Bob. 
To verify the signature, Bob exponentiates and checks that the message m 
is recovered: m = s^e mod n, where e and n belong to Alice's public 
key.

Thus encryption and authentication take place without any sharing of 
private keys: each person uses only other people's public keys and his or 
her own private key. Anyone can send an encrypted message or verify a signed 
message, using only public keys, but only someone in possession of the correct 
private key can decrypt or sign a message. 


2.2 Why use RSA rather than DES?

RSA is not an alternative or replacement for DES; rather it supplements
DES (or any other fast bulk encryption cipher) and is used together with DES 
in a secure communications environment. (Note: for an explanation of DES,
see Question 5.1.)

RSA allows two important functions not provided by DES: secure key exchange 
without prior exchange of secrets, and digital signatures. For encrypting
messages, RSA and DES are usually combined as follows: first the message is 
encrypted with a random DES key, and then, before being sent over an insecure 
communications channel, the DES key is encrypted with RSA. Together, the 
DES-encrypted message and the RSA-encrypted DES key are sent. This protocol 
is known as an RSA digital envelope.

One may wonder, why not just use RSA to encrypt the whole message and not use 
DES at all? Although this may be fine for small messages, DES (or another 
cipher) is preferable for larger messages because it is much faster than RSA
(see Question 2.3).

In some situations, RSA is not necessary and DES alone is sufficient. This 
includes multi-user environments where secure DES-key agreement can take 
place, for example by the two parties meeting in private. Also, RSA is 
usually not necessary in a single-user environment; for example, if you want 
to keep your personal files encrypted, just do so with DES using, say, your 
personal password as the DES key. RSA, and public-key cryptography in general,
is best suited for a multi-user environment. Also, any system in which digital
signatures are desired needs RSA or some other public-key system.


2.3 How fast is RSA?

An ``RSA operation,'' whether for encrypting or decrypting, signing
or verifying, is essentially a modular exponentiation, which can be 
performed by a series of modular multiplications.

In practical applications, it is common to choose a small public 
exponent for the public key; in fact, entire groups of users can use 
the same public exponent. This makes encryption faster than decryption 
and verification faster than signing. Algorithmically, public-key 
operations take O(k^2) steps, private key operations take O(k^3) 
steps, and key generation takes O(k^4) steps, where k is the number of 
bits in the modulus; O-notation refers to the an upper bound on the 
asymptotic running time of an algorithm [22].

There are many commercially available hardware implementations of RSA, 
and there are frequent announcements of newer and faster chips. The 
fastest current RSA chip [76] has a throughput greater than 600 Kbits 
per second with a 512-bit modulus, implying that it performs over 1000 
RSA private-key operations per second. It is expected that RSA speeds 
will reach 1 Mbit/second within a year or so.

By comparison, DES is much faster than RSA. In software, DES is generally at 
least 100 times as fast as RSA. In hardware, DES is between 1,000 and 10,000
times as fast, depending on the implementations. RSA will probably narrow 
the gap a bit in coming years, as it finds growing commercial markets, but 
will never match the performance of DES.


2.4 How much extra message length is caused by using RSA?

Only a very small amount of data expansion is involved when using RSA. For 
encryption, a message may be padded to a length that is a multiple of the 
block length, usually 64 bits, since RSA is usually combined with a 
secret-key block cipher such as DES (see Question 2.12). Encrypting 
the DES key takes as many additional bits as the size of the RSA modulus.


For authentication, an RSA digital signature is appended to a document.
An RSA signature, including information such as the name of the signer, is 
typically a few hundred bytes long. One or more certificates (see Question 
3.5) may be included as well; certificates can be used in conjunction
with any digital signature method. A typical RSA certificate is a few 
hundred bytes long.


2.5 What would it take to break RSA?

There are a few possible interpretations of ``breaking RSA''. The most 
damaging would be for an attacker to discover the private key corresponding 
to a given public key; this would enable the attacker both to read all 
messages encrypted with the public key and to forge signatures. The obvious 
way to do this attack is to factor the public modulus, n, into its two prime
factors, p and q. From p, q, and e, the public exponent, the attacker can 
easily get d, the private key. The hard part is factoring n; the security 
of RSA depends of factoring being difficult. In fact, the task of recovering
the private key is equivalent to the task of factoring the modulus: you can 
use d to factor n, as well as use the factorization of n to find d. See 
Questions 4.5 and 4.6 regarding the state of the art in factoring. It should
be noted that hardware improvements alone will not weaken RSA, as long as
appropriate key lengths are used; in fact, hardware improvements should 
increase the security of RSA (see Question 4.5).

Another way to break RSA is to find a technique to compute e-th roots mod 
n. Since c = m^e, the e-th root of c is the message m. This attack would 
allow someone to recover encrypted messages and forge signatures even 
without knowing the private key. This attack is not known to be equivalent to 
factoring. No methods are currently known that attempt to break RSA in this 
way. 

The attacks just mentioned are the only ways to break RSA in such a 
way as to be able to recover all messages encrypted under a given key. 
There are other methods, however, which aim to recover single messages;
success would not enable the attacker to recover other messages 
encrypted with the same key. 

The simplest single-message attack is the guessed plaintext attack. An 
attacker sees a ciphertext, guesses that the message might be ``Attack at 
dawn'', and encrypts this guess with the public key of the recipient; by 
comparison with the actual ciphertext, the attacker knows whether or not 
the guess was correct. This attack can be thwarted by appending some random 
bits to the message. Another single-message attack can occur if someone 
sends the same message m to three others, who each have public exponent 
e=3. An attacker who knows this and sees the three messages will be able 
to recover the message m; this attack and ways to prevent it are discussed 
by Hastad [35]. There are also some ``chosen ciphertext'' attacks, in 
which the attacker creates some ciphertext and gets to see the corresponding 
plaintext, perhaps by tricking a legitimate user into decrypting a fake 
message; Davida [23] gives some examples.

Of course, there are also attacks that aim not at RSA itself but at
a given insecure implementation of RSA; these do not count as ``breaking
RSA'' because it is not any weakness in the RSA algorithm that is exploited,
but rather a weakness in a specific implementation. For example, if someone 
stores his private key insecurely, an attacker may discover it. One cannot 
emphasize strongly enough that to be truly secure RSA requires a secure 
implementation; mathematical security measures, such as choosing a long key 
size, are not enough. In practice, most successful attacks will likely be 
aimed at insecure implementations and at the key management stages of an RSA 
system. See Section 3 for discussion of secure key management in an 
RSA system.


2.6 Are strong primes necessary in RSA?

In the literature pertaining to RSA, it has often been suggested that in 
choosing a key pair, one should use ``strong'' primes p and q to generate 
the modulus n. Strong primes are those with certain properties that make 
the product n hard to factor by specific factoring methods; such 
properties have included, for example, the existence of a large prime 
factor of p-1 and a large prime factor of p+1. The reason for these 
concerns is that some factoring methods are especially suited to 
primes p such that p-1 or p+1 has only small factors; strong primes
are resistant to these attacks. 

However, recent advances in factoring (see Question 4.6) appear to 
have obviated the advantage of strong primes; the elliptic curve factoring 
algorithm is one such advance. The new factoring methods have as good a 
chance of success on strong primes as on ``weak'' primes; therefore, choosing 
strong primes does not significantly increase resistance to attacks. So for 
now the answer is negative: strong primes are not necessary when using RSA, 
although there is no danger in using them, except that it takes longer to 
generate a key pair. However, new factoring algorithms may be developed in 
the future which once again target primes with certain properties; if so, 
choosing strong primes may again help to increase security. 


2.7 How large a modulus (key) should be used in RSA?

The best size for an RSA modulus depends on one's security needs. The larger 
the modulus, the greater the security but also the slower the RSA operations. 
One should choose a modulus length upon consideration, first, of one's 
security needs, such as the value of the protected data and how long it needs 
to be protected, and, second, of how powerful one's potential enemy is. 
It is also possible that a larger key size will allow a digitally signed
document to be valid for a longer time; see Question 3.17.

A good analysis of the security obtained by a given modulus length is given 
by Rivest [72], in the context of discrete logarithms modulo a prime, but 
it applies to RSA as well. Rivest's estimates imply that a 512-bit modulus 
can be factored with an $8.2 million effort, less in the future. It may 
therefore be advisable to use a longer modulus, perhaps 768 bits in length. 
Those with extremely valuable data (or large potential damage from digital 
forgery) may want to use a still longer modulus. A certifying authority 
(see Question 3.5) might use a modulus of length 1000 bits or more, because 
the validity of so many other key pairs depends on the security of the one 
central key. 

The key of an individual user will expire after a certain time, say, two 
years (see Question 3.12). Upon expiration, the user will generate a new 
key which should be at least a few digits longer than the old key to 
reflect the speed increases of computers over the two years. Recommended key 
length schedules will probably be published by some authority or public body. 

Users should keep in mind that the estimated times to break RSA are averages 
only. A large factoring effort, attacking many thousands of RSA moduli, may 
succeed in factoring at least one in a reasonable time. Although the security 
of any individual key is still strong, with some factoring methods there is 
always a small chance that the attacker may get lucky and factor it quickly.

As for the slowdown caused by increasing the key size (see Question 
2.3), doubling the modulus length would, on average, increase the 
time required for public-key operations (encryption and signature 
verification) by a factor of 4, and increase the time taken by private 
key operations (decryption and signing) by a factor of 8. The reason that
public-key operations are affected less than private-key operations is that
the public exponent can remain fixed when the modulus is increased, whereas
the private exponent increases proportionally. Key generation time would 
increase by a factor of 16 upon doubling the modulus, but this is a 
relatively infrequent operation for most users.


2.8 How large should the primes be?

The two primes, p and q, which compose the modulus, should be of
roughly equal length; this will make the modulus harder to factor than
if one of the primes was very small. Thus if one chooses to use a 512-bit 
modulus, the primes should each have length approximately 256 bits.


2.9 How does one find random numbers for keys?

One needs a source of random numbers in order to find two random primes
to compose the modulus. If one used a predictable method of generating
the primes, an adversary could mount an attack by trying to recreate the
key generation process. 

Random numbers obtained from a physical process are in principle the best.
One could use a hardware device, such as a diode; some are sold commercially 
on computer add-in boards for this purpose. Another idea is to use physical 
movements of the computer user, such as keystroke timings measured in
microseconds. By whichever method, the random numbers may still contain
some correlations preventing sufficient statistical randomness. Therefore,
it is best to run them through a good hash function (see Question 8.2) 
before actually using them. 

Another approach is to use a pseudorandom number generator fed by a random
seed. Since these are deterministic algorithms, it is important to find
one that is very unpredictable and also to use a truly random seed. There is
a wide literature on the subject of pseudorandom number generators. See
Knuth [41] for an introduction.

Note that one does not need random numbers to determine the public and
private exponents in RSA, after choosing the modulus. One can simply
choose an arbitrary value for the public exponent, which then determines
the private exponent, or vice versa.


2.10 What if users of RSA run out of distinct primes?

There are enough prime numbers that RSA users will never run out of them.
For example, the number of primes of length 512 bits or less exceeds
10^{150}, according to the prime number theorem; this is more than the 
number of atoms in the known universe.


2.11 How do you know if a number is prime?

It is generally recommended to use probabilistic primality testing, which
is much quicker than actually proving a number prime. One can use a 
probabilistic test that decides if a number is prime with probability of 
error less than 2^{-100}. For further discussion of some primality testing 
algorithms, see the papers in the bibliography of [5]. For some empirical 
results on the reliability of simple primality tests see Rivest [70]; one 
can perform very fast primality tests and be extremely confident in the 
results. A simple algorithm for choosing probable primes was recently 
analyzed by Brandt and Damgard [9].


2.12 How is RSA used for encryption in practice?

RSA is combined with a secret-key cryptosystem, such as DES, to encrypt
a message by means of an RSA digital envelope. 

Suppose Alice wishes to send an encrypted message to Bob. She first 
encrypts the message with DES, using a randomly chosen DES key. Then 
she looks up Bob's public key and uses it to encrypt the DES key. The 
DES-encrypted message and the RSA-encrypted DES key together form the RSA 
digital envelope and are sent to Bob. Upon receiving the digital envelope, 
Bob decrypts the DES key with his private key, then uses the DES key 
to decrypt to message itself.


2.13 How is RSA used for authentication in practice?

Suppose Alice wishes to send a signed message to Bob. She uses a hash
function on the message (see Question 8.2) to create a message digest, 
which serves as a ``digital fingerprint'' of the message. She then 
encrypts the message digest with her RSA private key; this is the digital 
signature, which she sends to Bob along with the message itself. Bob, 
upon receiving the message and signature, decrypts the signature with
Alice's public key to recover the message digest. He then hashes the 
message with the same hash function Alice used and compares the result
to the message digest decrypted from the signature. If they are exactly
equal, the signature has been successfully verified and he can be confident
that the message did indeed come from Alice. If, however, they are not 
equal, then the message either originated elsewhere or was altered after
it was signed, and he rejects the message. Note that for authentication, 
the roles of the public and private keys are converse to their roles in 
encryption, where the public key is used to encrypt and the private key 
to decrypt.

In practice, the public exponent is usually much smaller than the 
private exponent; this means that the verification of a signature is faster 
than the signing. This is desirable because a message or document will 
only be signed by an individual once, but the signature may be verified 
many times.

It must be infeasible for anyone to either find a message that hashes to 
a given value or to find two messages that hash to the same value. If either 
were feasible, an intruder could attach a false message onto Alice's 
signature. Hash functions such as MD4 and MD5 (see Question 8.3) have been 
designed specifically to have the property that finding a match is 
infeasible, and are therefore considered suitable for use in cryptography.

One or more certificates (see Question 3.5) may accompany a digital 
signature. A certificate is a signed document attesting to the identity and 
public key of the person signing the message. Its purpose is to prevent
someone from impersonating someone else, using a phony key pair. If a 
certificate is present, the recipient (or a third party) can check the 
authenticity of the public key, assuming the certifier's public key is
itself trusted. 


2.14 Does RSA help detect altered documents and transmission errors?

An RSA digital signature is superior to a handwritten signature in that
it attests to the contents of a message as well as to the identity of
the signer. As long as a secure hash function (see Question 8.2) is used, 
there is no way to take someone's signature from one document and attach 
it to another, or to alter the signed message in any way. The slightest 
change in a signed document will cause the digital signature verification
process to fail. Thus, RSA authentication allows people to check the
integrity of signed documents. Of course, if a signature verification
fails, it may be unclear whether there was an attempted forgery or 
simply a transmission error.


2.15 What are alternatives to RSA?

Many other public-key cryptosystems have been proposed, as a look through
the proceedings of the annual Crypto and Eurocrypt conferences quickly 
reveals. A mathematical problem called the knapsack problem was the basis 
for several systems [52], but these have lost favor because several 
versions were broken. Another system, designed by ElGamal [30], is based 
on the discrete logarithm problem. The ElGamal system was, in part, the 
basis for several later signature methods, including one by Schnorr [75], 
which in turn was the basis for DSS, the digital signature standard 
proposed by NIST (see Question 6.8). Because of the NIST proposal, the 
relative merits of these signature systems versus RSA signatures has 
received a lot of attention; see [57] for a discussion. The ElGamal system 
has been used successfully in applications; it is slower for encryption 
and verification than RSA and its signatures are larger than RSA signatures.

In 1976, before RSA, Diffie and Hellman [29] proposed a system for key 
exchange only; it permits secure exchange of keys in an otherwise 
conventional secret-key system. This system is in use today.

Cryptosystems based on mathematical operations on elliptic curves have 
also been proposed [43,56], as have cryptosystems based on discrete 
exponentiation in the finite field GF(2^n). The latter are very fast in 
hardware; however, doubts have been raised about their security because 
the underlying problem may be easier to solve than factoring [64,34]. 
There are also some probabilistic encryption methods [8,32], which have 
the attraction of being resistant to a guessed ciphertext attack (see 
Question 2.5), but at a cost of data expansion. In probabilistic 
encryption, the same plaintext encrypted twice under the same key will 
give, with high probability, two different ciphertexts.

For digital signatures, Rabin [68] proposed a system which is provably 
equivalent to factoring; this is an advantage over RSA, where one may 
still have a lingering worry about an attack unrelated to factoring.
Rabin's method is susceptible to a chosen message attack, however, in which 
the attacker tricks the user into signing messages of a special form. Another 
signature scheme, by Fiat and Shamir [31], is based on interactive 
zero-knowledge protocols, but can be adapted for signatures. It is faster 
than RSA and is provably equivalent to factoring, but the signatures are 
much larger than RSA signatures. Other variations, however, lessen the 
necessary signature length; see [17] for references. A system is 
``equivalent to factoring'' if recovering the private key is provably as 
hard as factoring; forgery may be easier than factoring in some of the 
systems.

Advantages of RSA over other public-key cryptosystems include the fact that 
it can be used for both encryption and authentication, and that it has been 
around for many years and has successfully withstood much scrutiny. RSA has 
received far more attention, study, and actual use than any other public-key 
cryptosystem, and thus RSA has more empirical evidence of its security than 
more recent and less scrutinized systems. In fact, a large number of 
public-key cryptosystems which at first appeared secure were later broken; 
see [13] for some case histories. 


2.16 Is RSA currently in use today?

The use of RSA is undergoing a period of rapid expansion and may become 
ubiquitous within a few years. It is currently used in a wide variety of 
products, platforms and industries around the world. It is found in many 
commercial software products and planned for many more. RSA is built into 
current or planned operating systems by Microsoft, Apple, Sun, and Novell. 
In hardware, RSA can be found in secure telephones, on Ethernet network 
cards, and on smart cards. RSA is also used internally in many institutions, 
including branches of the U.S. government, major corporations, national 
laboratories, and universities.

Adoption of RSA seems to be proceeding more quickly for authentication 
(digital signatures) than for privacy (encryption), perhaps in part because 
products for authentication are easier to export than those for privacy (see 
Question 1.6). 


2.17 Is RSA an official standard today?

RSA is part of many official standards worldwide. The ISO (International
Standards Organization) 9796 standard lists RSA as a compatible 
cryptographic algorithm, as does the Consultative Committee in International 
Telegraphy and Telephony (CCITT) X.509 security standard. RSA is part of 
the Society for Worldwide Interbank Financial Telecommunications (SWIFT) 
standard, the French financial industry's ETEBAC 5 standard, and the ANSI 
X9.31 draft standard for the U.S. banking industry. The Australian key 
management standard, AS2805.6.5.3, also specifies RSA.

RSA is found in Internet's proposed PEM (Privacy Enhanced Mail) standard
(see Question 8.7) and the PKCS standard for the software industry 
(see Question 8.9). The OSI Implementors' Workshop (OIW) has issued 
implementers' agreements referring to PKCS and PEM, which each include RSA. 

A number of other standards are currently being developed and will 
be announced over the next couple of years; many are expected to include 
RSA as either an endorsed or a recommended system for privacy and/or 
authentication. See [38] for a more comprehensive survey of cryptography 
standards.


2.18 Is RSA a de facto standard? Why is a de facto standard important?

RSA is the most widely used public-key cryptosystem today and has often
been called a de facto standard. Regardless of the official standards, the 
existence of a de facto standard is extremely important for the development 
of a digital economy. If one public-key system is used everywhere for 
authentication, then signed digital documents can be exchanged between users 
in different nations using different software on different platforms; this
interoperability is necessary for a true digital economy to develop.

The lack of secure authentication has been a major obstacle in achieving
the promise that computers would replace paper; paper is still necessary
almost everywhere for contracts, checks, official letters, legal documents,
and identification. With this core of necessary paper transaction, it has not 
been feasible to evolve completely into a society based on electronic 
transactions. Digital signatures are the exact tool necessary to convert 
the most essential paper-based documents to digital electronic media. 
Digital signatures makes it possible, for example, to have leases, wills, 
passports, college transcripts, checks, and voter registration forms that 
exist only in electronic form; any paper version would just be a ``copy'' 
of the electronic original. All of this is enabled by an accepted standard 
for digital signatures.

2.19 Is RSA patented? 

RSA is patented under U.S. Patent 4,405,829, issued 9/20/83 and held by
Public Key Partners (PKP), of Sunnyvale, California; the patent expires 17 
years after issue, in 2000. RSA is usually licensed together with other 
public-key cryptography patents (see Question 1.5). PKP has a standard, 
royalty-based licensing policy which can be modified for special 
circumstances. If a software vendor, having licensed the public-key patents, 
incorporates RSA into a commercial product, then anyone who purchases the 
end product has the legal right to use RSA within the context of that 
software. The U.S. government can use RSA without a license because it was 
invented at MIT with partial government funding. RSA is not patented outside 
North America.

In North America, a license is needed to ``make, use or sell'' RSA. However,
PKP usually allows free non-commercial use of RSA, with written permission, 
for personal, academic or intellectual reasons. Furthermore, RSA 
Laboratories has made available (in the U.S. and Canada) at no charge a 
collection of cryptographic routines in source code, including the RSA 
algorithm; it can be used, improved and redistributed non-commercially 
(see Question 8.10).


2.20 Can RSA be exported from the U.S.?

Export of RSA falls under the same U.S. laws as all other cryptographic
products. See Question 1.6 for details.

RSA used for authentication is more easily exported than when used for
privacy. In the former case, export is allowed regardless of key (modulus)
size, although the exporter must demonstrate that the product cannot be
easily converted to use for encryption. In the case of RSA used for 
privacy (encryption), the U.S. government generally does not allow
export if the key size exceeds 512 bits. Export policy is currently a
subject of debate, and the export status of RSA may well change in the
next year or two.

Regardless of U.S. export policy, RSA is available abroad in non-U.S.
products.



       --------------------------------------------

RSA Laboratories is the research and consultation division of RSA Data
Security, Inc., the company founded by the inventors of the RSA
public-key cryptosystem. RSA Laboratories reviews, designs and
implements secure and efficient cryptosystems of all kinds. Its
clients include government agencies, telecommunications companies,
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interactive video manufacturers, and satellite broadcast companies,
among others.

For more information about RSA Laboratories, call or write to 
                        RSA Laboratories
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                          Answers To
                 FREQUENTLY ASKED QUESTIONS
                 About Today's Cryptography



                          Paul Fahn
                      RSA Laboratories
                     100 Marine Parkway
                   Redwood City, CA  94065



   Copyright (c) 1993 RSA Laboratories, a division of RSA Data Security,
      Inc. All rights reserved.

   Version 2.0, draft 2f
   Last update: September 20, 1993



------------------------------------------------------------------------
                         Table of Contents

[ part 2 ]

3 Key Management 
       3.1  What key management issues are involved in public-key 
            cryptography? 
       3.2  Who needs a key? 
       3.3  How does one get a key pair? 
       3.4  Should a public key or private key be shared among users? 
       3.5  What are certificates? 
       3.6  How are certificates used? 
       3.7  Who issues certificates and how? 
       3.8  What is a CSU, or, How do certifying authorities store their 
            private keys? 
       3.9  Are certifying authorities susceptible to attack? 
       3.10  What if the certifying authority's key is lost or compromised? 
       3.11  What are Certificate Revocation Lists (CRLs)? 
       3.12  What happens when a key expires? 
       3.13  What happens if I lose my private key? 
       3.14  What happens if my private key is compromised? 
       3.15  How should I store my private key? 
       3.16  How do I find someone else's public key? 
       3.17  How can signatures remain valid beyond the expiration dates of 
             their keys, or, How do you verify a 20-year-old signature? 
       3.18  What is a digital time-stamping service? 

4 Factoring and Discrete Log 
       4.1  What is a one-way function? 
       4.2  What is the significance of one-way functions for cryptography? 
       4.3  What is the factoring problem? 
       4.4  What is the significance of factoring in cryptography? 
       4.5  Has factoring been getting easier? 
       4.6  What are the best factoring methods in use today? 
       4.7  What are the prospects for theoretical factoring breakthroughs? 
       4.8  What is the RSA Factoring Challenge? 
       4.9  What is the discrete log problem? 
       4.10  Which is easier, factoring or discrete log? 

5 DES 
       5.1  What is DES? 
       5.2  Has DES been broken? 
       5.3  How does one use DES securely? 
       5.4  Can DES be exported from the U.S.? 
       5.5  What are the alternatives to DES? 
       5.6  Is DES a group? 


--------------------------------------------------------------------



3 Key Management

3.1 What key management issues are involved in public-key cryptography?

Secure methods of key management are extremely important. In practice,
most attacks on public-key systems will probably be aimed at the key 
management levels, rather than at the cryptographic algorithm itself. 
The key management issues mentioned here are discussed in detail in 
later questions.

Users must be able to obtain securely a key pair suited to their efficiency 
and security needs. There must be a way to look up other people's public 
keys and to publicize one's own key. Users must have confidence in the 
legitimacy of others' public keys; otherwise an intruder can either change 
public keys listed in a directory, or impersonate another user. Certificates 
are used for this purpose. Certificates must be unforgeable, obtainable in a 
secure manner, and processed in such a way that an intruder cannot misuse 
them. The issuance of certificates must proceed in a secure way, impervious 
to attack. If someone's private key is lost or compromised, others must be 
made aware of this, so that they will no longer encrypt messages under the 
invalid public key nor accept messages signed with the invalid private key. 
Users must be able to store their private keys securely, so that no intruder 
can find it, yet the keys must be readily accessible for legitimate use. Keys 
need to be valid only until a specified expiration date. The expiration date 
must be chosen properly and publicized securely. Some documents need to have 
verifiable signatures beyond the time when the key used to sign them has 
expired.

Although most of these key management issues arise in any public-key 
cryptosystem, for convenience they are discussed here in the context of RSA.


3.2 Who needs a key?

Anyone who wishes to sign messages or to receive encrypted messages must
have a key pair. People may have more than one key. For example, someone
might have a key affiliated with his or her work and a separate key for
personal use. Other entities will also have keys, including electronic 
entities such as modems, workstations, and printers, as well as 
organizational entities such as a corporate department, a hotel 
registration desk, or a university registrar's office. 


3.3 How does one get a key pair? 

Each user should generate his or her own key pair. It may be tempting within 
an organization to have a single site that generates keys for all members who 
request one, but this is a security risk because it involves the transmission 
of private keys over a network as well as catastrophic consequences if an 
attacker infiltrates the key-generation site. Each node on a network should be
capable of local key generation, so that private keys are never transmitted 
and no external key source need be trusted. Of course, the local key generation
software must itself be trustworthy. Secret-key authentication systems, such 
as Kerberos, often do not allow local key generation but instead use a 
central server to generate keys.

Once generated, a user must register his or her public key with some
central administration, called a certifying authority. The certifying 
authority returns to the user a certificate attesting to the veracity of 
the user's public key along with other information (see Questions 3.5 
and following). Most users should not obtain more than one certificate for
the same key, in order to simplify various bookkeeping tasks associated
with the key.


3.4 Should a public key or private key be shared among users?

In RSA, each person should have a unique modulus and private exponent, i.e., 
a unique private key. The public exponent, on the other hand, can be common 
to a group of users without security being compromised. Some public exponents 
in common use today are 3 and 2^{16}+1; because these numbers are small, 
the public-key operations (encryption and signature verification) are fast 
relative to the private key operations (decryption and signing). If one 
public exponent becomes a standard, software and hardware can be optimized 
for that value.

In public-key systems based on discrete logarithms, such as ElGamal,
Diffie-Hellman, or DSS, it has often been suggested that a group of 
people should share a modulus. This would make breaking a key more
attractive to an attacker, however, because one could break every
key with only slightly more effort than it would take to break a
single key. To an attacker, therefore, the average cost to break a 
key is much lower with a common modulus than if every key has a distinct 
modulus. Thus one should be very cautious about using a common modulus; 
if a common modulus is chosen, it should be very large. 


3.5 What are certificates?

Certificates are digital documents attesting to the binding of a public key 
to an individual or other entity. They allow verification of the claim that 
a given public key does in fact belong to a given individual. Certificates 
help prevent someone from using a phony key to impersonate someone else.

In their simplest form, certificates contain a public key and a name. As
commonly used, they also contain the expiration date of the key, the name 
of the certifying authority that issued the certificate, the serial number 
of the certificate, and perhaps other information. Most importantly, it 
contains the digital signature of the certificate issuer. The most widely 
accepted format for certificates is defined by the CCITT X.509 international 
standard [19]; thus certificates can be read or written by any application 
complying with X.509. Further refinements are found in the PKCS set of 
standards (see Question 8.9), and the PEM standard (see Question 8.7). A 
detailed discussion of certificate format can also be found in Kent [40].

A certificate is issued by a certifying authority (see Question 3.7) 
and signed with the certifying authority's private key.


3.6 How are certificates used?

A certificate is displayed in order to generate confidence in the 
legitimacy of a public key. Someone verifying a signature can also 
verify the signer's certificate, to insure that no forgery or false 
representation has occurred. These steps can be performed with greater 
or lesser rigor depending on the context. 

The most secure use of authentication involves enclosing one or more 
certificates with every signed message. The receiver of the message
would verify the certificate using the certifying authority's public
key and, now confident of the public key of the sender, verify the message's 
signature. There may be two or more certificates enclosed with the message, 
forming a hierarchical chain, wherein one certificate testifies to the 
authenticity of the previous certificate. At the end of a certificate 
hierarchy is a top-level certifying authority, which is trusted without a 
certificate from any other certifying authority. The public key of the 
top-level certifying authority must be independently known, for example by 
being widely published.

The more familiar the sender is to the receiver of the message, the less 
need there is to enclose, and to verify, certificates. If Alice sends 
messages to Bob every day, Alice can enclose a certificate chain on the 
first day, which Bob verifies. Bob thereafter stores Alice's public key 
and no more certificates or certificate verifications are necessary. A sender 
whose company is known to the receiver may need to enclose only one 
certificate (issued by the company), whereas a sender whose company is 
unknown to the receiver may need to enclose two certificates. A good rule of 
thumb is to enclose just enough of a certificate chain so that the issuer of 
the highest level certificate in the chain is well-known to the receiver.

According to the PKCS standards for public-key cryptography (see Question
8.9), every signature points to a certificate that validates the public 
key of the signer. Specifically, each signature contains the name of the 
issuer of the certificate and the serial number of the certificate. Thus 
even if no certificates are enclosed with a message, a verifier can still 
use the certificate chain to check the status of the public key.


3.7 Who issues certificates and how?

Certificates are issued by a certifying authority (CA), which can be any 
trusted central administration willing to vouch for the identities of those 
to whom it issues certificates. A company may issue certificates to its 
employees, a university to its students, a town to its citizens. In 
order to prevent forged certificates, the CA's public key must be trustworthy: 
a CA must either publicize its public key or provide a certificate from a 
higher-level CA attesting to the validity of its public key. The latter
solution gives rise to hierarchies of CAs.

Certificate issuance proceeds as follows. Alice generates her own key 
pair and sends the public key to an appropriate CA with some proof of her 
identification. The CA checks the identification and takes any other steps
necessary to assure itself that the request really did come from Alice, and 
then sends her a certificate attesting to the binding between Alice and her 
public key, along with a hierarchy of certificates verifying the CA's public 
key. Alice can present this certificate chain whenever desired in order to 
demonstrate the legitimacy of her public key. 

Since the CA must check for proper identification, organizations will find 
it convenient to act as a CA for its own members and employees. There will 
also be CAs that issue certificates to unaffiliated individuals.

Different CAs may issue certificates with varying levels of identification 
requirements. One CA may insist on seeing a driver's license, another may 
want the certificate request form to be notarized, yet another may want 
fingerprints of anyone requesting a certificate. Each CA should publish 
its own identification requirements and standards, so that verifiers 
can attach the appropriate level of confidence in the certified name-key 
bindings.

An example of a certificate-issuing protocol is Apple Computer's Open 
Collaborative Environment (OCE). Apple OCE users can generate a key 
pair and then request and receive a certificate for the public key; the
certificate request must be notarized.


3.8 What is a CSU, or, How do certifying authorities store their private keys?

It is extremely important that private keys of certifying authorities are 
stored securely, because compromise would enable undetectable forgeries. 
One way to achieve the desired security is to store the key in a tamperproof
box; such a box is called a Certificate Signing Unit, or CSU. The CSU would, 
preferably, destroy its contents if ever opened, and be shielded against 
attacks using electromagnetic radiation. Not even employees of the certifying 
authority should have access to the private key itself, but only the ability 
to use the private key in the process of issuing certificates. 

There are many possible designs for CSUs; here is a description of one design
found in some current implementations. The CSU is activated by a set of data 
keys, which are physical keys capable of storing digital information. The 
data keys use secret-sharing technology such that several people must all 
use their data keys to activate the CSU. This prevents one disgruntled CA 
employee from producing phony certificates. 

Note that if the CSU is destroyed, say in a fire, no security is compromised.
Certificates signed by the CSU are still valid, as long as the verifier uses 
the correct public key. Some CSUs will be manufactured so that a lost private 
key can be restored into a new CSU. See Question 3.10 for discussion of 
lost CA private keys.

Bolt, Beranek, and Newman (BBN) currently sells a CSU, and RSA Data Security
sells a full-fledged certificate issuing system built around the BBN CSU.


3.9 Are certifying authorities susceptible to attack?

One can think of many attacks aimed at the certifying authority, which must
be prepared against them.

Consider the following attack. Suppose Bob wishes to impersonate Alice. 
If Bob can convincingly sign messages as Alice, he can send a message to 
Alice's bank saying ``I wish to withdraw $10,000 from my account. Please 
send me the money.'' To carry out this attack, Bob generates a key pair and 
sends the public key to a certifying authority saying ``I'm Alice. Here is 
my public key. Please send me a certificate.'' If the CA is fooled and sends 
him such a certificate, he can then fool the bank, and his attack will 
succeed. In order to prevent such an attack the CA must verify that a 
certificate request did indeed come from its purported author, i.e., it must 
require sufficient evidence that it is actually Alice who is requesting the 
certificate. The CA may, for example, require Alice to appear in person and 
show a birth certificate. Some CAs may require very little identification, 
but the bank should not honor messages authenticated with such low-assurance 
certificates. Every CA must publicly state its identification requirements 
and policies; others can then attach an appropriate level of confidence to 
the certificates.

An attacker who discovers the private key of a certifying authority could 
then forge certificates. For this reason, a certifying authority must take 
extreme precautions to prevent illegitimate access to its private key. The 
private key should be kept in a high-security box, known as a Certificate 
Signing Unit, or CSU (see Question 3.8).

The certifying authority's public key might be the target of an extensive 
factoring attack. For this reason, CAs should use very long keys, preferably 
1000 bits or longer, and should also change keys regularly. Top-level 
certifying authorities are exceptions: it may not be practical for them to 
change keys frequently because the key may be written into software used 
by a large number of verifiers.

In another attack, Alice bribes Bob, who works for the certifying authority, 
to issue to her a certificate in the name of Fred. Now Alice can send 
messages signed in Fred's name and anyone receiving such a message will 
believe it authentic because a full and verifiable certificate chain will 
accompany the message. This attack can be hindered by requiring the 
cooperation of two (or more) employees to generate a certificate; the 
attacker now has to bribe two employees rather than one. For example, in 
some of today's CSUs, three employees must each insert a data key containing 
secret information in order to authorize the CSU to generate certificates. 
Unfortunately, there may be other ways to generate a forged certificate by 
bribing only one employee. If each certificate request is checked by only 
one employee, that one employee can be bribed and slip a false request into 
a stack of real certificate requests. Note that a corrupt employee cannot 
reveal the certifying authority's private key, as long as it is properly 
stored.

Another attack involves forging old documents. Alice tries to factor the 
modulus of the certifying authority. It takes her 15 years, but she finally 
succeeds, and she now has the old private key of the certifying authority. 
The key has long since expired, but she can forge a certificate dated 15 
years ago attesting to a phony public key of some other person, say Bob; she 
can now forge a document with a signature of Bob dated 15 year ago, perhaps
a will leaving everything to Alice. The underlying issue raised by this 
attack is how to authenticate a signed document dated many years ago; this 
issue is discussed in Question 3.17.

Note that these attacks on certifying authorities do not threaten the 
privacy of messages between users, as might result from an attack on a 
secret-key distribution center.


3.10 What if the certifying authority's key is lost or compromised? 

If the certifying authority's key is lost or destroyed but not compromised, 
certificates signed with the old key are still valid, as long as the verifier
knows to use the old public key to verify the certificate. 

In some CSU designs, encrypted backup copies of the CA's private key are
kept. A CA which loses its key can then restore it by loading the encrypted 
backup into the CSU, which can decrypt it using some unique information 
stored inside the CSU; the encrypted backup can only be decrypted using the 
CSU. If the CSU itself is destroyed, the manufacturer may be able to supply 
another with the same internal information, thus allowing recovery of the key. 

A compromised CA key is a much more dangerous situation. An attacker who 
discovers a certifying authority's private key can issue phony certificates 
in the name of the certifying authority, which would enable undetectable 
forgeries; for this reason, all precautions must be taken to prevent 
compromise, including those outlined in Questions 3.8 and 3.9. If a 
compromise does occur, the CA must immediately cease issuing certificates
under its old key and change to a new key. If it is suspected that some phony 
certificates were issued, all certificates should be recalled, and then 
reissued with a new CA key. These measures could be relaxed somewhat if 
certificates were registered with a digital time-stamping service (see 
Question 3.18). Note that compromise of a CA key does not invalidate users'
keys, but only the certificates that authenticate them. Compromise of a 
top-level CA's key should be considered catastrophic, since the key may 
be built into applications that verify certificates.


3.11 What are Certificate Revocation Lists (CRLs)?

A Certificate Revocation List (CRL) is a list of public keys that have been 
revoked before their scheduled expiration date. There are several reasons why 
a key might need to be revoked and placed on a CRL. A key might have been 
compromised. A key might be used professionally by an individual for 
a company; for example, the official name associated with a key might be 
``Alice Avery, Vice President, Argo Corp.'' If Alice were fired, her company 
would not want her to be able to sign messages with that key and therefore 
the company would place the key on the CRL. 

When verifying a signature, one can check the relevant CRL to make sure
the signer's key has not been revoked. Whether it is worth the time to 
perform this check depends on the importance of the signed document. 

CRLs are maintained by certifying authorities (CAs) and provide information 
about revoked keys originally certified by the CA. CRLs only list current 
keys, since expired keys should not be accepted in any case; when a revoked 
key is past its original expiration date it is removed from the CRL. Although 
CRLs are maintained in a distributed manner, there may be central 
repositories for CRLs, that is, sites on networks containing the latest CRLs 
from many organizations. An institution like a bank might want an in-house 
CRL repository to make CRL searches feasible on every transaction.


3.12 What happens when a key expires?

In order to guard against a long-term factoring attack, every key must 
have an expiration date after which it is no longer valid. The time to 
expiration must therefore be much shorter than the expected factoring time, 
or equivalently, the key length must be long enough to make the chances of 
factoring before expiration extremely small. The validity period for a key 
pair may also depend on the circumstances in which the key will be used, 
although there will also be a standard period. The validity period, together
with the value of the key and the estimated strength of an expected attacker, 
then determines the appropriate key size.

The expiration date of a key accompanies the public key in a certificate
or a directory listing. The signature verification program should check 
for expiration and should not accept a message signed with an expired key. 
This means that when one's own key expires, everything signed with it will
no longer be considered valid. Of course, there will be cases where it is 
important that a signed document be considered valid for a much longer period 
of time; Question 3.17 discusses ways to achieve this.

After expiration, the user chooses a new key, which should be longer than 
the old key, perhaps by several digits, to reflect both the performance 
increase of computer hardware and any recent improvements in factoring 
algorithms. Recommended key length schedules will likely be published. A user 
may recertify a key that has expired, if it is sufficiently long and has not 
been compromised. The certifying authority would then issue a new certificate 
for the same key, and all new signatures would point to the new certificate 
instead of the old. However, the fact that computer hardware continues to 
improve argues for replacing expired keys with new, longer keys every few 
years. Key replacement enables one to take advantage of the hardware 
improvements to increase the security of the cryptosystem. Faster hardware 
has the effect of increasing security, perhaps vastly, but only if key 
lengths are increased regularly (see Question 4.5).


3.13 What happens if I lose my private key?

If your private key is lost or destroyed, but not compromised, you can no 
longer sign or decrypt messages, but anything previously signed with the 
lost key is still valid. This can happen, for example, if you forget the 
password used to access your key, or if the disk on which the key is stored 
is damaged. You need to choose a new key right away, to minimize the number 
of messages people send you encrypted under your old key, messages which you 
can no longer read. 


3.14 What happens if my private key is compromised?

If your private key is compromised, that is, if you suspect an attacker may 
have obtained your private key, then you must assume that some enemy can
read encrypted messages sent to you and forge your name on documents. The 
seriousness of these consequences underscores the importance of protecting 
your private key with extremely strong mechanisms (see Question 3.15).

You must immediately notify your certifying authority and have your old key 
placed on a Certificate Revocation List (see Question 3.11); this will 
inform people that the key has been revoked. Then choose a new key and obtain
the proper certificates for it. You may wish to use the new key to re-sign 
documents that you had signed with the compromised key; documents that had 
been time-stamped as well as signed might still be valid. You should also 
change the way you store your private key, to prevent compromise of the new 
key.


3.15 How should I store my private key?

Private keys must be stored securely, since forgery and loss of privacy 
could result from compromise. The private key should never be stored 
anywhere in plaintext form. The simplest storage mechanism is to encrypt 
the private key under a password and store the result on a disk. Of course, 
the password itself must be maintained with high security, not written down 
and not easily guessed. Storing the encrypted key on a disk that is not 
accessible through a computer network, such as a floppy disk or a local 
hard disk, will make some attacks more difficult. Ultimately, private keys 
may be stored on portable hardware, such as a smart card. Furthermore, a 
challenge-response protocol will be more secure than simple password access. 
Users with extremely high security needs, such as certifying authorities, 
should use special hardware devices to protect their keys (see Question 
3.8).


3.16 How do I find someone else's public key?

Suppose you want to find Bob's public key. There are several possible ways.
You could call him up and ask him to send you his public key via e-mail; you 
could request it via e-mail as well. Certifying authorities may provide
directory services; if Bob works for company Z, look in the directory kept 
by Z's certifying authority. Directories must be secure against unauthorized 
tampering, so that users can be confident that a public key listed in the 
directory actually belongs to the person listed. Otherwise, you might send 
private encrypted information to the wrong person.

Eventually, full-fledged directories will arise, serving as online white or 
yellow pages. If they are compliant with CCITT X.509 standards [19], the 
directories will contain certificates as well as public keys; the presence 
of certificates will lower the directories' security needs.


3.17 How can signatures remain valid beyond the expiration dates of their
    keys, or, How do you verify a 20-year-old signature?

Normally, a key expires after, say, two years and a document signed with an 
expired key should not be accepted. However, there are many cases where 
it is necessary for signed documents to be regarded as legally valid 
for much longer than two years; long-term leases and contracts are examples. 
How should these cases be handled? Many solutions have been suggested but 
it is unclear which will prove the best. Here are some possibilities.

One can have special long-term keys as well as the normal two-year keys. 
Long-term keys should have much longer modulus lengths and be stored 
more securely than two-year keys. If a long-term key expires in 50 
years, any document signed with it would remain valid within that time. 
A problem with this method is that any compromised key must remain on the 
relevant CRL until expiration (see Question 3.11); if 50-year keys are 
routinely placed on CRLs, the CRLs could grow in size to unmanageable 
proportions. This idea can be modified as follows. Register the long-term 
key by the normal procedure, i.e., for two years. At expiration time, if 
it has not been compromised, the key can be recertified, that is, issued 
a new certificate by the certifying authority, so that the key will be 
valid for another two years. Now a compromised key only needs to be kept 
on a CRL for at most two years, not fifty. 

One problem with the previous method is that someone might try to 
invalidate a long-term contract by refusing to renew his key. This 
problem can be circumvented by registering the contract with a digital 
time-stamping service (see Question 3.18) at the time it is originally 
signed. If all parties to the contract keep a copy of the time-stamp, 
then each can prove that the contract was signed with valid keys. In 
fact, the time-stamp can prove the validity of a contract even if one 
signer's key gets compromised at some point after the contract was 
signed. This time-stamping solution can work with all signed digital 
documents, not just multi-party contracts.


3.18 What is a digital time-stamping service?

A digital time-stamping service (DTS) issues time-stamps which associate 
a date and time with a digital document in a cryptographically strong way. 
The digital time-stamp can be used at a later date to prove that an 
electronic document existed at the time stated on its time-stamp. For 
example, a physicist who has a brilliant idea can write about it with
a word processor and have the document time-stamped. The time-stamp and
document together can later prove that the scientist deserves the Nobel 
Prize, even though an arch rival may have been the first to publish.

Here's one way such a system could work. Suppose Alice signs a document 
and wants it time-stamped. She computes a message digest of the document 
using a secure hash function (see Question 8.2) and then sends the 
message digest (but not the document itself) to the DTS, which sends her in 
return a digital time-stamp consisting of the message digest, the date and 
time it was received at the DTS, and the signature of the DTS. Since the 
message digest does not reveal any information about the content of the 
document, the DTS cannot eavesdrop on the documents it time-stamps. Later, 
Alice can present the document and time-stamp together to prove when the
document was written. A verifier computes the message digest of the document, 
makes sure it matches the digest in the time-stamp, and then verifies the 
signature of the DTS on the time-stamp.

To be reliable, the time-stamps must not be forgeable. Consider the
requirements for a DTS of the type just described. First, the DTS itself 
must have a long key if we want the time-stamps to be reliable for, say,
several decades. Second, the private key of the DTS must be stored with 
utmost security, as in a tamperproof box. Third, the date and time must 
come from a clock, also inside the tamperproof box, which cannot be reset 
and which will keep accurate time for years or perhaps for decades. Fourth, 
it must be infeasible to create time-stamps without using the apparatus 
in the tamperproof box.

A cryptographically strong DTS using only software [4] has been 
implemented by Bellcore; it avoids many of the requirements just 
described, such as tamperproof hardware. The Bellcore DTS essentially 
combines hash values of documents into data structures called binary 
trees, whose ``root'' values are periodically published in the newspaper. 
A time-stamp consists of a set of hash values which allow a verifier 
to recompute the root of the tree. Since the hash functions are one-way 
(see Question 8.2), the set of validating hash values cannot be forged.
The time associated with the document by the time-stamp is the date of 
publication.

The use of a DTS would appear to be extremely important, if not essential, 
for maintaining the validity of documents over many years (see Question 
3.17). Suppose a landlord and tenant sign a twenty-year lease. The public 
keys used to sign the lease will expire after, say, two years; solutions 
such as recertifying the keys or resigning every two years with new keys 
require the cooperation of both parties several years after the original 
signing. If one party becomes dissatisfied with the lease, he or she may 
refuse to cooperate. The solution is to register the lease with the DTS 
at the time of the original signing; both parties would then receive a 
copy of the time-stamp, which can be used years later to enforce the 
integrity of the original lease.

In the future, it is likely that a DTS will be used for everything
from long-term corporate contracts to personal diaries and letters.
Today, if an historian discovers some lost letters of Mark Twain, their
authenticity is checked by physical means. But a similar find 100 years
from now may consist of an author's computer files; digital time-stamps 
may be the only way to authenticate the find.

4 Factoring and Discrete Log

4.1 What is a one-way function?

A one-way function is a mathematical function that is significantly
easier to perform in one direction (the forward direction) than in the 
opposite direction (the inverse direction). One might, for example, 
compute the function in minutes but only be able to compute the inverse 
in months or years. A trap-door one-way function is a one-way function
where the inverse direction is easy if you know a certain piece of
information (the trap door), but difficult otherwise.


4.2 What is the significance of one-way functions for cryptography?

Public-key cryptosystems are based on (presumed) trap-door one-way 
functions. The public key gives information about the particular instance 
of the function; the private key gives information about the trap door. 
Whoever knows the trap door can perform the function easily in both
directions, but anyone lacking the trap door can perform the function only 
in the forward direction. The forward direction is used for encryption and 
signature verification; the inverse direction is used for decryption and 
signature generation.

In almost all public-key systems, the size of the key corresponds to the 
size of the inputs to the one-way function; the larger the key, the greater
the difference between the efforts necessary to compute the function in the 
forward and inverse directions (for someone lacking the trap door). For a 
digital signature to be secure for years, for example, it is necessary to 
use a trap-door one-way function with inputs large enough that someone 
without the trap door would need many years to compute the inverse function.

All practical public-key cryptosystems are based on functions that are 
believed to be one-way, but have not been proven to be so. This means that 
it is theoretically possible that an algorithm will be discovered that can 
compute the inverse function easily without a trap door; this development 
would render any cryptosystem based on that one-way function insecure and 
useless. 


4.3 What is the factoring problem?

Factoring is the act of splitting an integer into a set of smaller integers
(factors) which, when multiplied together, form the original integer. 
For example, the factors of 15 are 3 and 5; the factoring problem is 
to find 3 and 5 when given 15. Prime factorization requires splitting an 
integer into factors that are prime numbers; every integer has a unique 
prime factorization. Multiplying two prime integers together is easy, but 
as far as we know, factoring the product is much more difficult. 

4.4 What is the significance of factoring in cryptography?

Factoring is the underlying, presumably hard problem upon which several 
public-key cryptosystems are based, including RSA. Factoring an RSA
modulus (see Question 2.1) would allow an attacker to figure out 
the private key; thus, anyone who can factor the modulus can decrypt 
messages and forge signatures. The security of RSA therefore depends on 
the factoring problem being difficult. Unfortunately, it has not been 
proven that factoring must be difficult, and there remains a possibility 
that a quick and easy factoring method might be discovered (see Question 
4.7), although factoring researchers consider this possibility remote.

Factoring large numbers takes more time than factoring smaller numbers.
This is why the size of the modulus in RSA determines how secure an 
actual use of RSA is; the larger the modulus, the longer it would take
an attacker to factor, and thus the more resistant to attack the RSA
implementation is.


4.5 Has factoring been getting easier?

Factoring has become easier over the last fifteen years for two reasons:
computer hardware has become more powerful, and better factoring algorithms 
have been developed. 

Hardware improvement will continue inexorably, but it is important to 
realize that hardware improvements make RSA more secure, not less.
This is because a hardware improvement that allows an attacker to factor
a number two digits longer than before will at the same time allow 
a legitimate RSA user to use a key dozens of digits longer than before; 
a user can choose a new key a dozen digits longer than the old one without
any performance slowdown, yet a factoring attack will become much more
difficult. Thus although the hardware improvement does help the attacker, 
it helps the legitimate user much more. This general rule may fail in the 
sense that factoring may take place using fast machines of the future, 
attacking RSA keys of the past; in this scenario, only the attacker gets 
the advantage of the hardware improvement. This consideration argues for 
using a larger key size today than one might otherwise consider warranted. 
It also argues for replacing one's RSA key with a longer key every few 
years, in order to take advantage of the extra security offered by hardware 
improvements. This point holds for other public-key systems as well.

Better factoring algorithms have been more help to the RSA attacker than have 
hardware improvements. As the RSA system, and cryptography in general, have 
attracted much attention, so has the factoring problem, and many researchers 
have found new factoring methods or improved upon others. This has made 
factoring easier, for numbers of any size and irrespective of the speed of 
the hardware. However, factoring is still a very difficult problem.

Overall, any recent decrease in security due to algorithm improvement can 
be offset by increasing the key size. In fact, between general computer 
hardware improvements and special-purpose RSA hardware improvements, 
increases in key size (maintaining a constant speed of RSA operations) have 
kept pace or exceeded increases in algorithm efficiency, resulting in no net 
loss of security. As long as hardware continues to improve at a faster rate 
than that at which the complexity of factoring algorithms decreases, the 
security of RSA will increase, assuming RSA users regularly increase their 
key size by appropriate amounts. The open question is how much faster 
factoring algorithms can get; there must be some intrinsic limit to 
factoring speed, but this limit remains unknown.


4.6 What are the best factoring methods in use today?

Factoring is a very active field of research among mathematicians and
computer scientists; the best factoring algorithms are mentioned below 
with some references and their big-O asymptotic efficiency. O notation 
measures how fast an algorithm is; it gives an upper bound on the number 
of operations (to order of magnitude) in terms of n, the number to be 
factored, and p, a prime factor of n. For textbook treatment of 
factoring algorithms, see [41], [42], [47],
and [11]; for a detailed explanation of 
big-O notation, see [22].

Factoring algorithms come in two flavors, special purpose and general
purpose; the efficiency of the former depends on the unknown factors, 
whereas the efficiency of the latter depends on the number to be factored. 
Special purpose algorithms are best for factoring numbers with small 
factors, but the numbers used for the modulus in the RSA system do not 
have any small factors. Therefore, general purpose factoring algorithms 
are the more important ones in the context of cryptographic systems and 
their security. 

Special purpose factoring algorithms include the Pollard rho method [66], 
with expected running time O(sqrt(p)), and the Pollard p-1 method [67], 
with running time O(p'), where p' is the largest prime factor of p-1. Both 
of these take an amount of time that is exponential in the size of p, the 
prime factor that they find; thus these algorithms are too slow for most 
factoring jobs. The elliptic curve method (ECM) [50] is superior to these; 
its asymptotic running time is O(exp (sqrt (2 ln p ln ln p)) ). The ECM is 
often used in practice to find factors of randomly generated numbers; it is 
not strong enough to factor a large RSA modulus.

The best general purpose factoring algorithm today is the number field 
sieve [16], which runs in time approximately O(exp ( 1.9 (ln n)^{1/3} 
(ln ln n)^{2/3}) ). It has only recently been implemented [15], and is 
not yet practical enough to perform the most desired factorizations. 
Instead, the most widely used general purpose algorithm is the multiple 
polynomial quadratic sieve (mpqs) [77], which has running time 
O(exp ( sqrt (ln n ln ln n)) ). The mpqs (and some of its variations) 
is the only general purpose algorithm that has successfully factored 
numbers greater than 110 digits; a variation known as ppmpqs [49]
has been particularly popular.

It is expected that within a few years the number field sieve will overtake 
the mpqs as the most widely used factoring algorithm, as the size of the 
numbers being factored increases from about 120 digits, which is the current 
threshold of general numbers which can be factored, to 130 or 140 digits. A 
``general number'' is one with no special form that might make it easier to 
factor; an RSA modulus is a general number. Note that a 512-bit number has 
about 155 digits. 

Numbers that have a special form can already be factored up to 155 digits 
or more [48]. The Cunningham Project [14] keeps track of the factorizations 
of numbers with these special forms and maintains a ``10 Most Wanted'' list 
of desired factorizations. Also, a good way to survey current factoring 
capability is to look at recent results of the RSA Factoring Challenge 
(see Question 4.8).


4.7 What are the prospects for theoretical factoring breakthroughs?

Although factoring is strongly believed to be a difficult mathematical
problem, it has not been proved so. Therefore there remains a possibility 
that an easy factoring algorithm will be discovered. This development, which 
could seriously weaken RSA, would be highly surprising and the possibility 
is considered extremely remote by the researchers most actively engaged in 
factoring research. 

Another possibility is that someone will prove that factoring is difficult.
This negative breakthrough is probably more likely than the positive 
breakthrough discussed above, but would also be unexpected at the current 
state of theoretical factoring research. This development would guarantee 
the security of RSA beyond a certain key size.


4.8 What is the RSA Factoring Challenge?

RSA Data Security Inc. (RSADSI) administers a factoring contest with 
quarterly cash prizes. Those who factor numbers listed by RSADSI earn
points toward the prizes; factoring smaller numbers earns more points than
factoring larger numbers. Results of the contest may be useful to those who 
wish to know the state of the art in factoring; the results show the size 
of numbers factored, which algorithms are used, and how much time was 
required to factor each number. Send e-mail to challenge-info@rsa.com 
for information. 


4.9 What is the discrete log problem?

The discrete log problem, in its most common formulation, is to find
the exponent x in the formula y=g^x mod p; in other words, it seeks to 
answer the question, To what power must g be raised in order to obtain 
y, modulo the prime number p? There are other, more general, formulations 
as well.

Like the factoring problem, the discrete log problem is believed to be
difficult and also to be the hard direction of a one-way function. For 
this reason, it has been the basis of several public-key cryptosystems,
including the ElGamal system and DSS (see Questions 2.15 and 6.8). The 
discrete log problem bears the same relation to these systems as factoring 
does to RSA: the security of these systems rests on the assumption that 
discrete logs are difficult to compute.

The discrete log problem has received much attention in recent years; 
descriptions of some of the most efficient algorithms can be found in 
[47], [21], and [33]. The best discrete log problems have expected 
running times similar to that of the best factoring algorithms. Rivest 
[72] has analyzed the expected time to solve discrete log both in terms 
of computing power and money.


4.10 Which is easier, factoring or discrete log?

The asymptotic running time of the best discrete log algorithm is
approximately the same as for the best general purpose factoring
algorithm. Therefore, it requires about as much effort to solve
the discrete log problem modulo a 512-bit prime as to factor a 
512-bit RSA modulus.  One paper [45] cites experimental evidence 
that the discrete log problem is slightly harder than factoring: 
the authors suggest that the effort necessary to factor a 110-digit 
integer is the same as the effort to solve discrete logarithms modulo 
a 100-digit prime. This difference is so slight that it should not 
be a significant consideration when choosing a cryptosystem.

Historically, it has been the case that an algorithmic advance in either 
problem, factoring or discrete logs, was then applied to the other. This 
suggests that the degrees of difficulty of both problems are closely 
linked, and that any breakthrough, either positive or negative, will affect 
both problems equally.


5 DES

5.1 What is DES?

DES is the Data Encryption Standard, an encryption block cipher defined 
and endorsed by the U.S. government in 1977 as an official standard;
the details can be found in the official FIPS publication [59]. It was 
originally developed at IBM. DES has been extensively studied over the 
last 15 years and is the most well-known and widely used cryptosystem 
in the world. 

DES is a secret-key, symmetric cryptosystem: when used for communication,
both sender and receiver must know the same secret key, which is used both
to encrypt and decrypt the message. DES can also be used for single-user
encryption, such as to store files on a hard disk in encrypted form. In
a multi-user environment, secure key distribution may be difficult; 
public-key cryptography was invented to solve this problem (see Question 
1.3). DES operates on 64-bit blocks with a 56-bit key. It was designed to 
be implemented in hardware, and its operation is relatively fast. It works
well for bulk encryption, that is, for encrypting a large set of data. 

NIST (see Question 7.1) has recertified DES as an official U.S. government 
encryption standard every five years; DES was last recertified in 1993, 
by default. NIST has indicated, however, that it may not recertify DES 
again.


5.2 Has DES been broken?

DES has never been ``broken'', despite the efforts of many researchers 
over many years. The obvious method of attack is brute-force exhaustive 
search of the key space; this takes 2^{55} steps on average. Early on 
it was suggested [28] that a rich and powerful enemy could build a 
special-purpose computer capable of breaking DES by exhaustive search 
in a reasonable amount of time. Later, Hellman [36] showed a time-memory 
trade-off that allows improvement over exhaustive search if memory space 
is plentiful, after an exhaustive precomputation. These ideas fostered 
doubts about the security of DES. There were also accusations that the 
NSA had intentionally weakened DES. Despite these suspicions, no feasible 
way to break DES faster than exhaustive search was discovered. The cost 
of a specialized computer to perform exhaustive search has been estimated 
by Wiener at one million dollars [80]. 

Just recently, however, the first attack on DES that is better than 
exhaustive search was announced by Eli Biham and Adi Shamir [6,7],
using a new technique known as differential cryptanalysis. This attack 
requires encryption of 2^{47} chosen plaintexts, i.e., plaintexts chosen 
by the attacker. Although a theoretical breakthrough, this attack is 
not practical under normal circumstances because it requires the attacker 
to have easy access to the DES device in order to encrypt the chosen 
plaintexts. Another attack, known as linear cryptanalysis [51], does not 
require chosen plaintexts.

The consensus is that DES, when used properly, is secure against all but
the most powerful enemies. In fact, triple encryption DES (see Question 
5.3) may be secure against anyone at all. Biham and Shamir have stated 
that they consider DES secure. It is used extensively in a wide variety 
of cryptographic systems, and in fact, most implementations of public-key 
cryptography include DES at some level. 


5.3 How does one use DES securely?

When using DES, there are several practical considerations that can
affect the security of the encrypted data. One should change DES keys 
frequently, in order to prevent attacks that require sustained data 
analysis. In a communications context, one must also find a secure way 
of communicating the DES key to both sender and receiver. Use of RSA or 
some other public-key technique for key management solves both these 
issues: a different DES key is generated for each session, and secure 
key management is provided by encrypting the DES key with the receiver's 
RSA public key. RSA, in this circumstance, can be regarded as a tool for 
improving the security of DES (or any other secret key cipher).

If one wishes to use DES to encrypt files stored on a hard disk, it is
not feasible to frequently change the DES keys, as this would entail 
decrypting and then re-encrypting all files upon each key change. Instead,
one should have a master DES key with which one encrypts the list of DES
keys used to encrypt the files; one can then change the master key 
frequently without much effort.

A powerful technique for improving the security of DES is triple encryption, 
that is, encrypting each message block under three different DES keys in 
succession. Triple encryption is thought to be equivalent to doubling the 
key size of DES, to 112 bits, and should prevent decryption by an enemy 
capable of single-key exhaustive search [53]. Of course, using 
triple-encryption takes three times as long as single-encryption DES.

Aside from the issues mentioned above, DES can be used for encryption in 
several officially defined modes. Some are more secure than others. ECB 
(electronic codebook) mode simply encrypts each 64-bit block of plaintext 
one after another under the same 56-bit DES key. In CBC (cipher block 
chaining) mode, each 64-bit plaintext block is XORed with the previous 
ciphertext block before being encrypted with the DES key. Thus the encryption 
of each block depends on previous blocks and the same 64-bit plaintext 
block can encrypt to different ciphertext depending on its context in the 
overall message. CBC mode helps protect against certain attacks, although 
not against exhaustive search or differential cryptanalysis. CFB (cipher 
feedback) mode allows one to use DES with block lengths less than 64 bits. 
Detailed descriptions of the various DES modes can be found in [60].

In practice, CBC is the most widely used mode of DES, and is specified in 
several standards. For additional security, one could use triple encryption 
with CBC, but since single DES in CBC mode is usually considered secure 
enough, triple encryption is not often used.


5.4 Can DES be exported from the U.S.?

Export of DES, either in hardware or software, is strictly regulated by 
the U.S. State Department and the NSA (see Question 1.6). The government 
rarely approves export of DES, despite the fact that DES is widely 
available overseas; financial institutions and foreign subsidiaries of 
U.S. companies are exceptions. 


5.5 What are the alternatives to DES?

Over the years, various bulk encryption algorithms have been designed as 
alternatives to DES. One is FEAL (Fast Encryption ALgorithm), a cipher for 
which attacks have been discovered [6], although new versions have been 
proposed. Another recently proposed cipher designed by Lai and Massey 
[44] and known as IDEA seems promising, although it has not yet received 
sufficient scrutiny to instill full confidence in its security. The U.S. 
government recently announced a new algorithm called Skipjack (see Question 
6.5) as part of its Capstone project. Skipjack operates on 64-bit blocks of 
data, as does DES, but uses 80-bit keys, as opposed to 56-bit keys in DES. 
However, the details of Skipjack are classified, so Skipjack is only 
available in hardware from government-authorized manufacturers.

Rivest has developed the ciphers RC2 and RC4 (see Question 8.6), which can 
be made as secure as necessary because they use variable key sizes. Faster 
than DES, at least in software, they have the further advantage of special 
U.S. government status whereby the export approval is simplified and 
expedited if the key size is limited to 40 bits. 


5.6 Is DES a group?

It has been frequently asked whether DES encryption is closed under
composition; i.e., is encrypting a plaintext under one DES key and
then encrypting the result under another key always equivalent to a 
single encryption under a single key? Algebraically, is DES a group?
If so, then DES might be weaker than would otherwise be the case; see 
[39] for a more complete discussion. However, the answer is no, DES 
is not a group [18]; this issue was settled only recently, after many 
years of speculation and circumstantial evidence. This result seems to 
imply that techniques such as triple encryption do in fact increase 
the security of DES.


       --------------------------------------------

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Security, Inc., the company founded by the inventors of the RSA
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                          Answers To
                 FREQUENTLY ASKED QUESTIONS
                 About Today's Cryptography



                          Paul Fahn
                      RSA Laboratories
                     100 Marine Parkway
                   Redwood City, CA  94065



   Copyright (c) 1993 RSA Laboratories, a division of RSA Data Security,
      Inc. All rights reserved.

   Version 2.0, draft 2f
   Last update: September 20, 1993



------------------------------------------------------------------------
                         Table of Contents

[part 3]

6 Capstone, Clipper, and DSS 
       6.1  What is Capstone? 
       6.2  What is Clipper? 
       6.3  How does the Clipper chip work? 
       6.4  Who are the escrow agencies? 
       6.5  What is Skipjack? 
       6.6  Why is Clipper controversial? 
       6.7  What is the current status of Clipper? 
       6.8  What is DSS? 
       6.9  Is DSS secure? 
       6.10  Is use of DSS covered by any patents? 
       6.11  What is the current status of DSS? 

7 NIST and NSA 
       7.1  What is NIST? 
       7.2  What role does NIST play in cryptography? 
       7.3  What is the NSA? 
       7.4  What role does the NSA play in commercial cryptography? 

8 Miscellaneous 
       8.1  What is the legal status of documents signed with digital 
            signatures? 
       8.2  What is a hash function? What is a message digest? 
       8.3  What are MD2, MD4 and MD5? 
       8.4  What is SHS? 
       8.5  What is Kerberos? 
       8.6  What are RC2 and RC4? 
       8.7  What is PEM? 
       8.8  What is RIPEM? 
       8.9  What is PKCS? 
       8.10  What is RSAREF? 

--------------------------------------------------------------------


6 Capstone, Clipper, and DSS

6.1 What is Capstone?

Capstone is the U.S. government's long-term project to develop a set
of standards for publicly-available cryptography, as authorized by 
the Computer Security Act of 1987. The primary agencies responsible 
for Capstone are NIST and the NSA (see Section 7). The plan calls for 
the elements of Capstone to become official U.S. government standards, 
in which case both the government itself and all private companies doing 
business with the government would be required to use Capstone.

There are four major components of Capstone: a bulk data encryption
algorithm, a digital signature algorithm, a key exchange protocol, and
a hash function. The data encryption algorithm is called Skipjack (see 
Question 6.5), but is often referred to as Clipper, which is the 
encryption chip that includes Skipjack (see Question 6.2). The digital 
signature algorithm is DSS (see Question 6.8) and the hash function is 
SHS (see Question 8.4 about SHS and Question 8.2 about hash functions). 
The key exchange protocol has not yet been announced. 

All the parts of Capstone have 80-bit security: all the keys involved
are 80 bits long and other aspects are also designed to withstand 
anything less than an ``80-bit'' attack, that is, an effort of 2^{80} 
operations. Eventually the government plans to place the entire Capstone 
cryptographic system on a single chip.


6.2 What is Clipper?

Clipper is an encryption chip developed and sponsored by the U.S. 
government as part of the Capstone project (see Question 6.1).
Announced by the White House in April, 1993 [65], Clipper was designed 
to balance the competing concerns of federal law-enforcement agencies 
with those of private citizens and industry. The law-enforcement 
agencies wish to have access to the communications of suspected 
criminals, for example by wire-tapping; these needs are threatened by 
secure cryptography. Industry and individual citizens, however, want 
secure communications, and look to cryptography to provide it.

Clipper technology attempts to balance these needs by using escrowed
keys. The idea is that communications would be encrypted with a 
secure algorithm, but the keys would be kept by one or more third 
parties (the ``escrow agencies''), and made available to law-enforcement 
agencies when authorized by a court-issued warrant. Thus, for 
example, personal communications would be impervious to recreational 
eavesdroppers, and commercial communications would be impervious to 
industrial espionage, and yet the FBI could listen in on suspected 
terrorists or gangsters. 

Clipper has been proposed as a U.S. government standard [62]; it would 
then be used by anyone doing business with the federal government as well 
as for communications within the government. For anyone else, use of 
Clipper is strictly voluntary. AT&T has announced a secure telephone 
that uses the Clipper chip.


6.3 How does the Clipper chip work?

The Clipper chip contains an encryption algorithm called Skipjack (see
Question 6.5}), whose details have not been made public. Each chip 
also contains a unique 80-bit unit key U, which is escrowed in two parts 
at two escrow agencies; both parts must be known in order to recover the 
key. Also present is a serial number and an 80-bit ``family key'' F; the 
latter is common to all Clipper chips. The chip is manufactured so that it 
cannot be reverse engineered; this means that the Skipjack algorithm and 
the keys cannot be read off the chip.

When two devices wish to communicate, they first agree on an 80-bit
``session key'' K. The method by which they choose this key is left
up to the implementer's discretion; a public-key method such as RSA or
Diffie-Hellman seems a likely choice. The message is encrypted with
the key K and sent; note that the key K is not escrowed. In addition 
to the encrypted message, another piece of data, called the law-enforcement 
access field (LEAF), is created and sent. It includes the session key K 
encrypted with the unit key U, then concatenated with the serial number 
of the sender and an authentication string, and then, finally, all encrypted 
with the family key. The exact details of the law-enforcement field are 
classified.

The receiver decrypts the law-enforcement field, checks the authentication
string, and decrypts the message with the key K. 

Now suppose a law-enforcement agency wishes to tap the line. It uses the
family key to decrypt the law-enforcement field; the agency now knows the
serial number and has an encrypted version of the session key. It presents
an authorization warrant to the two escrow agencies along with the serial
number. The escrow agencies give the two parts of the unit key to the
law-enforcement agency, which then decrypts to obtain the session key K.
Now the agency can use K to decrypt the actual message.

Further details on the Clipper chip operation, such as the generation
of the unit key, are sketched by Denning [26].


6.4 Who are the escrow agencies?

It has not yet been decided which organizations will serve as the escrow
agencies, that is, keep the Clipper chip keys. No law-enforcement agency
will be an escrow agency, and it is possible that at least one of the
escrow agencies will be an organization outside the government.

It is essential that the escrow agencies keep the key databases
extremely secure, since unauthorized access to both escrow 
databases could allow unauthorized eavesdropping on private
communications. In fact, the escrow agencies are likely to be one
of the major targets for anyone trying to compromise the Clipper
system; the Clipper chip factory is another likely target.


6.5 What is Skipjack?

Skipjack is the encryption algorithm contained in the Clipper chip; it was 
designed by the NSA. It uses an 80-bit key to encrypt 64-bit blocks of data; 
the same key is used for the decryption. Skipjack can be used in the same 
modes as DES (see Question 5.3), and may be more secure than DES, since
it uses 80-bit keys and scrambles the data for 32 steps, or ``rounds''; by
contrast, DES uses 56-bit keys and scrambles the data for only 16 rounds.

The details of Skipjack are classified. The decision not to make the details 
of the algorithm publicly available has been widely criticized. Many people 
are suspicious that Skipjack is not secure, either due to oversight by its 
designers, or by the deliberate introduction of a secret trapdoor. By contrast,
there have been many attempts to find weaknesses in DES over the years, since 
its details are public. These numerous attempts (and the fact that they have 
failed) have made people confident in the security of DES. Since Skipjack is
not public, the same scrutiny cannot be applied towards it, and thus a 
corresponding level of confidence may not arise. 

Aware of such criticism, the government invited a small group of independent 
cryptographers to examine the Skipjack algorithm. They issued a report 
[12] which stated that, although their study was too limited to reach a 
definitive conclusion, they nevertheless believe that Skipjack is secure.

Another consequence of Skipjack's classified status is that it cannot
be implemented in software, but only in hardware by government-authorized
chip manufacturers.


6.6 Why is Clipper controversial?

The Clipper chip proposal has aroused much controversy and has been the
subject of much criticism. Unfortunately two distinct issues have become 
confused in the large volume of public comment and discussion. 

First there is controversy about the whole idea of escrowed keys.
Those in favor of escrowed keys see it as a way to provide secure 
communications for the public at large while allowing law-enforcement 
agencies to monitor the communications of suspected criminals. Those
opposed to escrowed keys see it as an unnecessary and ineffective
intrusion of the government into the private lives of citizens. They
argue that escrowed keys infringe their rights of privacy and free
speech. It will take a lot of time and much public discussion for society
to reach a consensus on what role, if any, escrowed keys should have.

The second area of controversy concerns various objections to the
specific Clipper proposal, that is, objections to this particular
implementation of escrowed keys, as opposed to the idea of escrowed
keys in general. Common objections include: the Skipjack algorithm
is not public (see Questions 6.5) and may not be secure; the key 
escrow agencies will be vulnerable to attack; there are not enough
key escrow agencies; the keys on the Clipper chips are not generated
in a sufficiently secure fashion; there will not be sufficient 
competition among implementers, resulting in expensive and slow chips;
software implementations are not possible; and the key size is fixed
and cannot be increased if necessary.

Micali [55] has recently proposed an alternative system that also 
attempts to balance the privacy concerns of law-abiding citizens with 
the investigative concerns of law-enforcement agencies. Called fair 
public-key cryptography, it is similar in function and purpose to the 
Clipper chip proposal but users can choose their own keys, which they 
register with the escrow agencies. Also, the system does not require 
secure hardware, and can be implemented completely in software.


6.7 What is the current status of Clipper?

Clipper is under review. Both the executive branch and Congress are
considering it, and an advisory panel recently recommended a full
year-long public discussion of cryptography policy. NIST has invited 
the public to send comments, as part of its own review.


6.8 What is DSS?

DSS is the proposed Digital Signature Standard, which specifies a 
Digital Signature Algorithm (DSA), and is a part of the U.S. government's
Capstone project (see Question 6.1). It was selected by NIST, 
in cooperation with the NSA (see Section 7), to be the digital 
authentication standard of the U.S. government; whether the government 
should in fact adopt it as the official standard is still 
under debate. 

DSS is based on the discrete log problem (see Question 4.9) and derives 
from cryptosystems proposed by Schnorr [75] and ElGamal [30]. It is for 
authentication only. For a detailed description of DSS, see [63] or [57].

DSS has, for the most part, been looked upon unfavorably by the computer 
industry, much of which had hoped the government would choose the RSA 
algorithm as the official standard; RSA is the most widely used 
authentication algorithm. Several articles in the press, such as [54], 
discuss the industry dissatisfaction with DSS. Criticism of DSS has 
focused on a few main issues: it lacks key exchange capability; the 
underlying cryptosystem is too recent and has been subject to too little 
scrutiny for users to be confident of its strength; verification of 
signatures with DSS is too slow; the existence of a second authentication 
standard will cause hardship to computer hardware and software vendors, who 
have already standardized on RSA; and that the process by which NIST chose 
DSS was too secretive and arbitrary, with too much influence wielded by NSA. 
Other criticisms were addressed by NIST by modifying the original proposal. 
A more detailed discussion of the various criticisms can be found in 
[57], and a detailed response by NIST can be found in [78].

In the DSS system, signature generation is faster than signature 
verification, whereas in the RSA system, signature verification is 
faster than signature generation (if the public and private exponents 
are chosen for this property, which is the usual case). NIST claims 
that it is an advantage of DSS that signing is faster, but many people 
in cryptography think that it is better for verification to be the 
faster operation. 


6.9 Is DSS secure?

The most serious criticisms of DSS involve its security. DSS was originally 
proposed with a fixed 512-bit key size. After much criticism that this is 
not secure enough, NIST revised DSS to allow key sizes up to 1024 bits. More 
critical, however, is the fact that DSS has not been around long enough to 
withstand repeated attempts to break it; although the discrete log problem 
is old, the particular form of the problem used in DSS was first proposed 
for cryptographic use in 1989 by Schnorr [75] and has not received much 
public study. In general, any new cryptosystem could have serious flaws 
that are only discovered after years of scrutiny by cryptographers. Indeed 
this has happened many times in the past; see [13] for some detailed 
examples. RSA has withstood over 15 years of vigorous examination for 
weaknesses. In the absence of mathematical proofs of security, nothing 
builds confidence in a cryptosystem like sustained attempts to crack it. 
Although DSS may well turn out to be a strong cryptosystem, its relatively 
short history will leave doubts for years to come.

Some researchers warned about the existence of ``trapdoor'' primes in
DSS, which could enable a key to be easily broken. These trapdoor primes
are relatively rare however, and are easily avoided if proper key
generation procedures are followed [78].


6.10 Is use of DSS covered by any patents?

NIST has filed a patent application for DSS and there have been claims that 
DSS is covered by other public-key patents. NIST recently announced its 
intention to grant exclusive sublicensing rights for the DSS patent to Public 
Key Partners (PKP), which also holds the sublicensing rights to other patents 
that may cover DSS (see Question 1.5). In the agreement between NIST and 
PKP, PKP publicly stated uniform guidelines by which it will grant licenses 
to practice DSS. PKP stated that DSS can be used on a royalty-free basis 
in the case of personal, noncommercial, or U.S. government use. See [61] 
for details on the agreement and the licensing policy.


6.11 What is the current status of DSS?

After NIST issued the DSS proposal in August 1991, there was a period 
in which comments from the public were solicited; NIST then revised its
proposal in light of the comments. DSS may be issued as a FIPS and become 
the official U.S. government standard, but it is not clear when this 
might happen. DSS is currently in the process of becoming a standard, 
along with RSA, for the financial services industry; a recent draft 
standard [1] contains the revised version of DSS.


7 NIST and NSA

7.1 What is NIST?
NIST is an acronym for the National Institute of Standards and Technology,
a division of the U.S. Department of Commerce; it was formerly known as
the National Bureau of Standards (NBS). Through its Computer Systems
Laboratory it aims to promote open systems and interoperability that
will spur development of computer-based economic activity. NIST issues
standards and guidelines that it hopes will be adopted by all computer
systems in the U.S., and also sponsors workshops and seminars. Official 
standards are published as FIPS (Federal Information Processing Standards) 
publications.

In 1987 Congress passed the Computer Security Act, which authorized NIST 
to develop standards for ensuring the security of sensitive but unclassified 
information in government computer systems. It encouraged NIST to work with 
other government agencies and private industry in evaluating proposed 
computer security standards.


7.2 What role does NIST play in cryptography?

NIST issues standards for cryptographic routines; U.S. government agencies
are required to use them, and the private sector often adopts them as well.
In January 1977, NIST declared DES (see Question 5.1) the official U.S. 
encryption standard and published it as FIPS Publication 46; DES soon 
became a de facto standard throughout the U.S.

A few years ago, NIST was asked to choose a set of cryptographic standards
for the U.S.; this has become known as the Capstone project (see Section 
6). After a few years of rather secretive deliberations, and in cooperation 
with the NSA, NIST issued proposals for various standards in cryptography, 
including digital signatures (DSS) and data encryption (the Clipper chip); 
these are pieces of the overall Capstone project.

NIST has been criticized for allowing the NSA too much power in setting 
cryptographic standards, since the interests of the NSA conflict with that 
of the Commerce Department and NIST. Yet, the NSA has much more experience
with cryptography, and many more qualified cryptographers and cryptanalysts,
than does NIST; it would be unrealistic to expect NIST to forego such 
available assistance.


7.3 What is the NSA?

The NSA is the National Security Agency, a highly secretive agency of the 
U.S. government that was created by Harry Truman in 1952; its very existence 
was kept secret for many years. For a history of the NSA, see Bamford [2].
The NSA has a mandate to listen to and decode all foreign communications of 
interest to the security of the United States. It has also used its power 
in various ways (see Question 7.4) to slow the spread of publicly available 
cryptography, in order to prevent national enemies from employing encryption 
methods too strong for the NSA to break.

As the premier cryptographic government agency, the NSA has huge financial 
and computer resources and employs a host of cryptographers. Developments in 
cryptography achieved at the NSA are not made public; this secrecy has led to 
many rumors about the NSA's ability to break popular cryptosystems like DES 
and also to rumors that the NSA has secretly placed weaknesses, called trap 
doors, in government-endorsed cryptosystems, such as DES. These rumors have 
never been proved or disproved, and the criteria used by the NSA in selecting 
cryptography standards have never been made public. 

Recent advances in the computer and telecommunications industries have 
placed NSA actions under unprecedented scrutiny, and the agency has become 
the target of heavy criticism for hindering U.S. industries that wish to use 
or sell strong cryptographic tools. The two main reasons for this increased 
criticism are the collapse of the Soviet Union and the development and 
spread of commercially available public-key cryptographic tools. Under 
pressure, the NSA may be forced to change its policies.


7.4 What role does the NSA play in commercial cryptography?

The NSA's charter limits its activities to foreign intelligence. However,
the NSA is concerned with the development of commercial cryptography
because the availability of strong encryption tools through commercial 
channels could impede the NSA's mission of decoding international 
communications; in other words, the NSA is worried lest strong commercial 
cryptography fall into the wrong hands. 

The NSA has stated that it has no objection to the use of secure cryptography
by U.S. industry. It also has no objection to cryptographic tools used for
authentication, as opposed to privacy. However, the NSA is widely viewed as
following policies that have the practical effect of limiting and/or weakening
the cryptographic tools used by law-abiding U.S. citizens and corporations;
see Barlow [3] for a discussion of NSA's effect on commercial 
cryptography.

The NSA exerts influence over commercial cryptography in several ways. 
First, it controls the export of cryptography from the U.S. (see Question 
1.6); the NSA generally does not approve export of products used for 
encryption unless the key size is strictly limited. It does, however,
approve for export any products used for authentication only, no matter 
how large the key size, so long as the product cannot be converted to be
used for encryption. The NSA has also blocked encryption methods from being 
published or patented, citing a national security threat; see Landau [46] 
for a discussion of this practice. Additionally, the NSA serves an 
``advisory'' role to NIST in the evaluation and selection of official U.S. 
government computer security standards; in this capacity, it has played a 
prominent, and controversial, role in the selection of DES and in the 
development of the group of standards known as the Capstone project (see 
Section 6), which includes DSS and the Clipper chip. The NSA can also 
exert market pressure on U.S. companies to produce (or refrain from 
producing) cryptographic goods, since the NSA itself is often a large 
customer of these companies.

Cryptography is in the public eye as never before and has become the subject
of national public debate. The status of cryptography, and the NSA's role
in it, will probably change over the next few years.


8 Miscellaneous

8.1 What is the legal status of documents signed with digital signatures?

If digital signatures are to replace handwritten signatures they must have 
the same legal status as handwritten signatures, i.e., documents signed 
with digital signatures must be legally binding. NIST has stated that its 
proposed Digital Signature Standard (see Question 6.8) should be capable 
of ``proving to a third party that data was actually signed by the 
generator of the signature.'' Furthermore, U.S. federal government
purchase orders will be signed by any such standard; this implies that
the government will support the legal authority of digital signatures
in the courts. Some preliminary legal research has also resulted in the
opinion that digital signatures would meet the requirements of legally
binding signatures for most purposes, including commercial use as defined 
in the Uniform Commercial Code (UCC). A GAO (Government Accounting
Office) decision requested by NIST also opines that digital signatures
will meet the legal standards of handwritten signatures [20].

However, since the validity of documents with digital signatures has never 
been challenged in court, their legal status is not yet well-defined.
Through such challenges, the courts will issue rulings that collectively 
define which digital signature methods, key sizes, and security precautions 
are acceptable for a digital signature to be legally binding.

Digital signatures have the potential to possess greater legal authority
than handwritten signatures. If a ten-page contract is signed by hand on
the tenth page, one cannot be sure that the first nine pages have not
been altered. If the contract was signed by digital signatures, however, 
a third party can verify that not one byte of the contract has been altered.

Currently, if two people wish to digitally sign a series of contracts, 
they may wish to first sign a paper contract in which they agree to be bound 
in the future by any contracts digitally signed by them with a given 
signature method and minimum key size.


8.2 What is a hash function? What is a message digest?

A hash function is a computation that takes a variable-size input and returns
a fixed-size string, which is called the hash value. If the hash function
is one-way, i.e., hard to invert, it is also called a message-digest function,
and the result is called a message digest. The idea is that a digest 
represents concisely the longer message or document from which it was 
computed; one can think of a message digest as a ``digital fingerprint'' of 
the larger document. Examples of well-known hash functions are MD4, MD5, 
and SHS (see Questions 8.3 and 8.4).

Although hash functions in general have many uses in computer programs, in 
cryptography they are used to generate a small string (the message digest) 
that can represent securely a much larger string, such as a file or message. 
Since the hash functions are faster than the signing functions, it is much 
more efficient to compute a digital signature using a document's message 
digest, which is small, than using the arbitrarily large document itself. 
Additionally, a digest can be made public without revealing the contents of 
the document from which it derives. This is important in digital 
time-stamping, where, using hash functions, one can get a document 
time-stamped without revealing its contents to the time-stamping service 
(see Question 3.18). 

A hash function used for digital authentication must have certain 
properties that make it secure enough for cryptographic use. Specifically,  
it must be infeasible to find a message that hashes to a given value
and it must be infeasible to find two distinct messages that hash to 
the same value. The ability to find a message hashing to a given value
would enable an attacker to substitute a fake message for a real message
that was signed. It would also enable someone to falsely disown a 
message by claiming that he or she actually signed a different message 
hashing to the same value, thus violating the non-repudiation property
of digital signatures. The ability to find two distinct messages hashing 
to the same value could enable an attack whereby someone is tricked into 
signing a message which hashes to the same value as another message with 
a quite different meaning. The digest must therefore be long enough to 
prevent an attacker from doing an exhaustive search for a collision. For 
example, if a hash function produces 100-bit strings, exhaustive search 
would take 2^{100} attempts on average to match a given value, and 
approximately 2^{50} attempts on average to find two inputs producing 
the same digest. 

A digital signature system can be broken by attacking either the difficult
mathematical problem on which the signature method is based or the hash 
function used to create the message digests. When choosing an authentication 
system, it is generally a good idea to choose a signature method and a hash 
function that require comparable efforts to break; any extra security in one 
of the two components is wasted, since attacks will be directed at the weaker 
component. Actually, attacking the hash function is harder in practice, since 
it requires a large amount of memory and the ability to trick the victim into 
signing a special message. With 2^{64} operations, an attacker can find two 
messages that hash to the same digest under any of the MD hash functions; 
this effort is comparable to that necessary to break 512-bit RSA; thus MD5 is 
a good choice when using RSA with a 512-bit modulus. However, those with 
greater security needs, such as certifying authorities, should use a longer 
modulus and a hash function that produces a longer message digest; either SHS 
(160-bit digest) or a modified version of MD4 that produces a 256-bit digest 
[71] would suffice.


8.3 What are MD2, MD4 and MD5?

MD2, MD4 and MD5 (MD stands for Message Digest) are widely used hash 
functions designed by Ron Rivest specifically for cryptographic use.
They produce 128-bit digests and there is no known attack faster than 
exhaustive search.

MD2 is the slowest of the three; MD4 [71] is the fastest. MD5 [73]
has been dubbed ``MD4 with safety belts'' by Rivest, since it has a 
more conservative design than MD4; the design gives it increased 
security against attack, but at a cost of being approximately 33% 
slower than MD4. MD5 is the most commonly used of the three algorithms. 
MD4 and MD5 are publicly available for unrestricted use; MD2 is available
for use with PEM (see Question 8.7). Details of MD2, MD4, and MD5 with 
sample C code are available in Internet RFCs (Requests For Comments) 
1319, 1320, and 1321, respectively. 

No feasible attacks on any of the MD algorithms have been discovered, 
although some recent theoretical work has found some interesting
structural properties [24,25].


8.4 What is SHS?

The Secure Hash Standard (SHS) [58] is a hash function proposed by NIST 
(see Question 7.1) and adopted as a U.S. government standard. It is 
designed for use with the proposed Digital Signature Standard (see 
Question 6.8) and is part of the government's Capstone project (see 
Question 6.1}). SHS produces a 160-bit hash value from a variable-size 
input. SHS is structurally similar to MD4 and MD5. It is roughly 25% 
slower than MD5 but may be more secure, because it produces message 
digests that are 25% longer than those produced by the MD functions. 
SHS is currently the only part of Capstone that has been officially 
adopted as a government standard.


8.5 What is Kerberos?

Kerberos is a secret-key network authentication system developed at MIT
[79]; it uses DES for encryption and authentication. Unlike a public-key 
authentication system, it does not produce digital signatures: Kerberos 
was designed to authenticate requests for network resources rather than 
to authenticate authorship of documents. Kerberos provides real-time 
authentication in a distributed environment, but does not provide for 
future third-party verification of documents.

In a Kerberos system, there is a designated site on the network, called 
the Kerberos server, which performs centralized key management and 
administrative functions. The server maintains a database containing the 
secret keys of all users, generates session keys whenever two users wish to 
communicate securely, and authenticates the identity of a user who requests 
certain network services. 

Kerberos, like other secret-key systems, requires trust in a third party, 
in this case the Kerberos server. If the server were compromised, the 
integrity of the whole system would fall. Public-key cryptography was 
designed precisely to avoid the necessity to trust third parties or 
communication lines (see Question 1.4). Kerberos may be adequate 
for those who do not need the more robust functions and properties of 
public-key systems. 


8.6 What are RC2 and RC4?

RC2 and RC4 are variable-key-size cipher functions designed by Ron Rivest 
for fast bulk encryption. They are alternatives to DES (see Question
5.1) and are as fast or faster than DES. They can be more secure than 
DES because of their ability to use long key sizes; they can also be less 
secure than DES if short key sizes are used.

RC2 is a variable-key-size symmetric block cipher and can serve as a drop-in
replacement for DES, for example in export versions of products otherwise
using DES. RC2 can be used in the same modes as DES (see Question 5.3), 
including triple encryption. RC2 is approximately twice as fast as DES, 
at least in software. RC4 is a variable-key-size symmetric stream cipher 
and is 10 or more times as fast as DES in software. Both RC2 and RC4 are 
very compact in terms of code size. 

An agreement between the Software Publishers Association (SPA) and the U.S. 
government gives RC2 and RC4 special status by means of which the export 
approval process is simpler and quicker than the usual cryptographic export 
process. However, to qualify for quick export approval a product must limit 
the RC2 and RC4 key sizes to 40 bits; 56 bits is allowed for foreign 
subsidiaries and overseas offices of U.S. companies. An additional 40-bit 
string, called a salt, can be used to thwart attackers who try to 
precompute a large look-up table of possible encryptions. The salt is 
appended to the encryption key, and this lengthened key is used to encrypt 
the message; the salt is then sent, unencrypted, with the message. RC2 and 
RC4 have been widely used by developers who want to export their products; 
DES is almost never approved for export. RC2 and RC4 are proprietary 
algorithms of RSA Data Security, Inc.; details have not been published.


8.7 What is PEM?

PEM is the Internet Privacy-Enhanced Mail standard, designed, proposed, but 
not yet officially adopted, by the Internet Activities Board in order to 
provide secure electronic mail over the Internet. Designed to work with 
current Internet e-mail formats, PEM includes encryption, authentication, 
and key management, and allows use of both public-key and secret-key 
cryptosystems. Multiple cryptographic tools are supported: for each mail 
message, the specific encryption algorithm, digital signature algorithm, 
hash function, and so on are specified in the header. PEM explicitly 
supports only a few cryptographic algorithms; others may be added later. 
DES in CBC mode is currently the only message encryption algorithm supported, 
and both RSA and DES are supported for the key management. PEM also supports 
the use of certificates, endorsing the CCITT X.509 standard for certificate 
structure. 

The details of PEM can be found in Internet RFCs (Requests For Comments) 
1421 through 1424. PEM is likely to be officially adopted by the Internet 
Activities Board within one year. Trusted Information Systems has developed
a free non-commercial implementation of PEM, and other implementations should 
soon be available as well.


8.8 What is RIPEM?

RIPEM is a program developed by Mark Riordan that enables secure Internet 
e-mail; it provides both encryption and digital signatures, using RSA and 
DES routines from RSAREF (see Question 8.10). RIPEM is not fully 
PEM-compatible; for example, it does not currently support certificates. 
However, future versions will include certificates and will be fully 
compliant with the PEM standard. RIPEM is available free for non-commercial 
use in the U.S. and Canada. To get RIPEM, obtain an ftp account at 
ripem.msu.edu.


8.9 What is PKCS?

PKCS (Public-Key Cryptography Standards) is a set of standards for 
implementation of public-key cryptography. It has been issued by RSA 
Data Security, Inc. in cooperation with a computer industry consortium, 
including Apple, Microsoft, DEC, Lotus, Sun and MIT. PKCS has been cited 
by the OIW (OSI Implementors' Workshop) as a method for implementation of 
OSI standards. PKCS is compatible with PEM (see Question 8.7) but extends 
beyond PEM. For example, where PEM can only handle ASCII data, PKCS is 
designed for binary data as well. PKCS is also compatible with the CCITT 
X.509 standard.

PKCS includes both algorithm-specific and algorithm-independent 
implementation standards. Specific algorithms supported include RSA, DES, 
and Diffie-Hellman key exchange. It also defines algorithm-independent syntax 
for digital signatures, digital envelopes (for encryption), and certificates; 
this enables someone implementing any cryptographic algorithm whatsoever to 
conform to a standard syntax and thus preserve interoperability. Documents 
detailing the PKCS standards can be obtained by sending e-mail to 
pkcs@rsa.com or by anonymous ftp to rsa.com.


8.10 What is RSAREF?

RSAREF is a collection of cryptographic routines in portable C source code,
available at no charge from RSA Laboratories, a division of RSA Data Security,
Inc. It includes RSA, MD2, MD5, and DES; Diffie-Hellman key exchange will 
be included in a forthcoming version. It includes both low-level 
subroutines, such as modular exponentiation, and high-level cryptographic 
functions, such as verification of digital signatures. The arithmetic routines 
can handle multiple-precision integers, and the RSA algorithm routines can 
handle variable key sizes. RSAREF is fully compatible with the PEM and PKCS
standards.

RSAREF is available to citizens of the U.S. or Canada and to permanent 
residents of the U.S. It can be used in personal, non-commercial applications 
but cannot be used commercially or sent outside the U.S. and Canada. The 
RSAREF license contains more details on the usage allowed and disallowed. 
RSAREF is available on the Internet by sending e-mail to 
rsaref@rsa.com or by ftp to rsa.com.


9 Acknowledgements

I would like to thank the following people, who have provided information 
and helpful suggestions: Burt Kaliski, Jim Bidzos, Matt Robshaw, Steve Dusse, 
Kurt Stammberger, George Parsons, John Gilmore, Stuart Haber, Dorothy 
Denning, and Dennis Branstad. 


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       --------------------------------------------

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